Senior Auditor
Il y a 6 mois
France
- Audit
- Group Functions
**Job Reference #**
- 279663BR
**City**
- Paris
**Job Type**
- Full Time
**Your role**
- Are you a sharp evaluator of risk? Do you have specific experience in wealth management risk and control assessment? Can you investigate complex situations and propose solutions?
- We’re looking for a Global Wealth Management auditor who can:
- Conduct or work on audits of our Global Wealth Management business area primarily, provide practical, innovative and value-added solutions to issues identified
- Analyse and assess risks arising from both the business and support functions (investment suitability, supervision, cross-border, AML and KYC), assumed by both the business and support functions
- Identify and evaluate the effectiveness of controls designed to address those risks
- Document and communicate audit issues, root causes and risks, and prepare reports of audit findings for UBS senior management
- Develop recommendations for items that solution owners should consider when finalizing their action plans
- Review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
- Complete quarterly continuous risk assessments of auditable areas
- Successfully collaborate with peers in and across divisional / functional audit teams regionally and globally.
- Develop and maintain relationships with senior management
- Keep up with industry, regulatory developments and learn new concepts and methods
**Your Career Comeback**
**Your team**
- You will be working in the GWM Europe audit team in Group Internal Audit team. GIA’s role, as an independent function, is to support UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
- We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is responsible for auditing the Wealth Management business across Europe and Emerging Markets areas.
**Your expertise**
- You have:
- A university degree
- proven experience of at least 5 years in audit, compliance or internal risk management areas within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function
- A detailed understanding of banking and wealth management operations and regulations, including Anti-Money Laundering, Know Your Customer, Sanctions and/or Anti-Bribery & Corruption
- Great communication skills, willingness to challenge and be challenged
- Strong analytical skills and willingness to keep up with industry, regulatory developments and learn new concepts and methods
You are:
- Reliable when working independently, with sound judgment for when to escalate issues
- Able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
- Risk focused, and capable of using data analytics to gain insights into transactions, clients, and investment products
- A flexible and committed team player willing to travel to other UBS locations for audit assignments
- Curious and willing to discover all aspects of the bank, with the ambition to advance your career in an international environment.
- Fluent in French and English with excellent verbal and written skills. Proficiency in German and Italian would be well regarded
- Willing to travel at least 30% of the time, mainly in other WM Europe locations
Senior Auditor H/F | UBS - Experienced professionals - job boards
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