Surveillance Compliance Officer
il y a 3 jours
Marex, a leading global financial services platform, is seeking a Surveillance Compliance Officer to join their team in Paris or London. This role will focus on Surveillance (Trade Activity and Communications) across various asset classes, including Cash Equity, Fixed Income, FX, Commodities, Listed Derivatives, and structured products.
Key Responsibilities- Timely and accurate investigation and disposition of market abuse and communication surveillance alerts and reports.
- Identification and escalation of potential suspicious orders, trades, and communications or any other suspicious activity to relevant internal stakeholders/Senior Management in accordance with Firm policies and procedures.
- Proactive contribution to the continuous enhancements and improvement of the effectiveness and efficiency of the Surveillance system, solutions, and processes.
- Participation in new alerts implementation and calibration testing for new and existing alert types.
- Participation in regulatory inquiries from a surveillance perspective.
- Proactive sharing of industry/Market Abuse knowledge with the wider Surveillance team.
- Minimum of 3 years working in a financial market-related Surveillance role with a good understanding of Market Abuse rules, regulations, obligations, and expectations.
- Demonstrable experience working with Trade Surveillance systems and Alerts.
- Fluency in French and English is a prerequisite for the role.
- Excellent data analysis and interpretation skills.
- Capacity to analyze issues, behaviors, and patterns and to synthesize and communicate findings and outcomes in an effective manner.
- Knowledge of Global Relay, SMARTS Broker, BTCA, or equivalent surveillance tools.
- Educated to master level (business school/university) in a related subject.
- Ability to build relationships, network, and influence others.
Marex is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging, and Investment Solutions and Agency and Execution.
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