COMPLIANCE OFFICER
il y a 2 jours
For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR, including market surveillance activities. Oversee Anti-Money Laundering and Counter-Terrorism Financing matters at Group level, including the maintenance of policies, procedures, and risk assessments. Review and validate high-risk clients and complex cases, and ensure appropriate monitoring of existing client relationships. Support and coordinate AML/CFT training for Front Office staff. Maintain and continuously enhance the Compliance Monitoring Programme in line with Group standards and regulatory expectations. Perform regulatory watch, identify non-compliance risks, and contribute to risk measurement and control plan updates. Ensure proper integration of non-compliance risks into the overall risk mapping framework. Actively contribute to the digitalisation of compliance processes by leveraging automation and AI tools to improve efficiency and reduce low value-added tasks. Required profile University degree or business school background in business administration, law, or finance. Minimum 10 years of experience in a Compliance role within an investment firm under AMF supervision. Strong ability to identify issues, analyse root causes, and propose pragmatic solutions. Solid business understanding and awareness of regulatory, risk, and control matters. Previous experience in audit is considered a strong advantage. Fluent in both French and English. All files will be treated with the utmost confidentiality.
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Compliance Officer
il y a 7 jours
Paris, France Jefferies & Company, Inc. Temps pleinJefferies GmbH, based in Frankfurt, Germany, is the continental European hub with offices in Madrid, Paris, Milan, Amsterdam, Stockholm, Cascais, Larnaka and Warsaw. **Team** Compliance Paris **Role** The Compliance Officer is responsible for general compliance topics of the Paris Branch and assists on general compliance topics for the Frankfurt...
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Compliance Officer
il y a 1 jour
Paris, France FED Finance Temps plein**Vous souhaitez apporter une dimension internationale à votre carrière, tout en intervenant dans le secteur bancaire ? Je vous propose un poste de Compliance Officer, au sein d’une banque reconnue mondialement. Quelques mots sur l’entreprise : banque commerciale internationale, implantée dans 62 pays, sa succursale française est basée à Paris (75...
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Compliance Officer
il y a 7 jours
Paris, France Fed Finance Banque de Réseau Temps pleinVous souhaitez apporter une dimension internationale à votre carrière, tout en intervenant dans le secteur bancaire ? Je vous propose le poste de Compliance Officer Regulatory and Governance Financial Markets, au sein d'une banque reconnue mondialement. Quelques mots sur l'entreprise : banque commerciale internationale, implantée dans 62 pays, sa...
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Compliance Officer
il y a 2 semaines
Paris, France JCW Search Temps pleinAs a Compliance Officer, you will work in the Compliance department of an international bank (Wholesale Banking, Commercial Real Estate Financing, Treasury Services, Private Banking). It is a small department of 4 compliance professionals with strong backgrounds, where everyone learns from each other. The role - You'll oversee staying updated on all legal...
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il y a 3 jours
Paris, Île-de-France Vivid Temps pleinAbout VividAt Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...
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Compliance Officer
il y a 3 jours
Paris, Île-de-France Vivid Temps pleinAbout Vivid At Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...
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Compliance Officer
il y a 3 jours
Paris, Île-de-France Vivid Temps pleinAbout VividAt Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...
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Legal Compliance Officer
il y a 7 jours
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Legal Compliance Officer
il y a 1 semaine
Paris, France Chubb Temps plein**Role purpose**: The Local Compliance Officer, France (LCO) is responsible for the performance of the Compliance function in France under the supervision of L&C Manager France. The LCO provides advice to local business leaders on compliance and regulatory requirements and ensuring the implementation of systems and controls to mitigate those requirements...
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Compliance Officer
il y a 2 semaines
Paris, France Fipto Temps plein**Who Are We?** Fipto is a B2B cross-border payments platform that enables businesses to **send and receive fiat and digital currencies instantly around the world** through blockchain rails. Our goal is to **empower companies** to effortlessly access financial services in a consistent, transparent, and secure way - regardless of the underlying requirements...
