Cdi Compliance Officer

Il y a 2 mois


Paris, France Rothschild & Co Temps plein

About Us

Rothschild & Co

Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets.

Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet.

We have 4,200 talented specialists on the ground in over 40 countries around the world, enabling us to deliver a unique global perspective across four market-leading business divisions - Global Advisory, Wealth Management, Asset Management and Merchant Banking.

As a family-controlled business built on relationships, we place a huge emphasis on our people and finding the right colleagues to take our business forward.

Rothschild & Co is committed to an inclusive and supportive environment where diversity and different perspectives are valued. We are focused on the attraction and recruitment, development and retention and progression of high calibre talent to ensure we and our clients benefit from the value of difference.

Rothschild Martin Maurel, entité du groupe international Rothschild & Co, est l’une des premières banques privées indépendantes en France, elle recherche un(e) Compliance Officer Senior (3-5 années d’expérience) au sein du département Conformité Banque Privée.

Nous proposons des solutions d’investissement innovantes, fruits d’une vision indépendante et de long-terme, conçue pour répondre aux besoins de chacun de ses clients. Grâce à notre présence internationale, nous pouvons offrir des services personnalisés de gestion et de conseil en investissement à une large clientèle d'investisseurs institutionnels, d'intermédiaires financiers et de distributeurs.
- Missions

Au sein du Pôle Conformité Connaissance Clients, vos missions seront les suivantes:

- Lutte anti-blanchiment d’argent / Sanctions internationales:
- Pilotage et suivi des chantiers de revues périodiques KYC de la clientèle (définition du périmètre et du dispositif de revue, analyse, suivi et contrôle des dossiers, conseils aux équipes)- Suivi du processus d’entrée en relation (préparation des dossiers, conduite d’investigations, participation aux Comités d’Acceptation des Clients ) ;- Participation aux projets du Département (nouveaux processus, outils ).
- Conseils aux collaborateurs : documentation obligatoire, cross border rules, tax compliance;
- Participation au suivi des dispositifs LCB/FT:
- Rédaction et mise à jour de procédures ;- Organisation et suivi de formations dédiées ;- Participation aux travaux de
- _reporting_ interne & externe ;- Réalisation de contrôles de second niveau ;- Veille réglementaire : participation aux groupes de travail de place et diffusion de comptes-rendus.
- Reporting réglementaire au régulateur : rédaction du rapport QLB, Participation au rapport sur le Contrôle interne RMM ;
- Transparence fiscale : accompagnement sur le dispositif
- Profil- Minimum de 3 ans d’expérience sur un poste équivalent au sein d’un établissement bancaire-
- Préparation d’une formation supérieure (ESC, Master II) spécialisée en finance (audit, gestion des risques) ou droit, connaissance des métiers bancaires et financiers ainsi que de leur environnement réglementaire ;- Capacité à s’intégrer dans une équipe, confidentialité, intégrité, organisation, rigueur, flexibilité et diplomatie ;- Anglais courant.

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