Regulatory Management Associate

il y a 3 semaines


Paris, France JPMorgan Chase Bank, N.A. Temps plein

**Our Compliance Function**

With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.

**Regulatory Management within the France Compliance Team**

**The Role and Key Responsibilities**

The role will require the individual to support the management of JP Morgan's relationship with the Autorité de Contrôle Prudentiel et de Résolution (ACPR), the Autorité des marchés financiers (AMF) and the European Central Bank (ECB). These are active and demanding regulatory relationships which will require significant focus and attention by the individual in this role. Key aspects of this role will involve:

- Building and maintaining a strong working relationship with the supervision teams for all regulators and other staff as relevant;
- Overseeing the schedule of meetings that JPMorgan has with our regulators - making sure that all the logistics run smoothly, helping prepare senior management and others who interact with the regulators for meetings;
- Overseeing the delivery of information to our regulators in a timely manner and tracking the various deliverables - both regular and ad-hoc. Reviewing the quality of these submissions and taking action where necessary, keeping records of meetings and agreed actions / deliverables;
- Involvement in work planning discussions with regulators to ensure the firm has a good sense of their forward looking agenda;
- Supporting the day-to-day communications with regulators;
- Proactive consideration of the overall relationship with our regulators and making sure that the firm is interacting with them in the way they would expect and in an open and cooperative way;
- Overseeing the management of regulatory examinations, thematic reviews, deep dives, information requests or other specific deliverables to our regulators working closely with the Compliance team and management as necessary;
- Working as a broader member of the EMEA Regulatory Management team to ensure France is a component and contributor to relationships with regulators across the region are managed appropriately, getting involved with other regulatory requests and initiatives as necessary (for example licensing and other regulatory notifications);
- Providing timely and appropriate management information on regulatory liaison and relationship management within Compliance and also to broader stakeholders within the firm;
- Working closely and effectively across the organization and across lines of business with other key stakeholders in the firm's relationship with our regulators. Forging strong working relationships with Markets, Risk and Finance in particular will be important;
- Reviewing and disseminating important communications from the regulators, those which are specific to JPMSE and also broader industry communications and speeches etc.;
- Providing briefing and training sessions as necessary on elements of JPMSE's supervision;
- Developing a good awareness of other regulatory interactions in the region and support other team members in their interactions and relationship management with these other regulators.

**Required Skills and Experience:
- University degree in the area of Finance, Law, Business Administration or similar;
- Previous experience in dealing with and maintaining relationships with the ACPR, ECB or European or Global regulators within a large and complex financial services firm or experience working at a relevant regulator;
- Good knowledge of key financial services regulation and the ECB, ACPR circulars and EU regulations would be helpful gained in a bank, regulatory authority, consulting or law firm;
- Strong team player willing to work closely across and with multiple teams where inter-dependencies will be strong and ongoing. Can do attitude with a willingness to help others in the team and external to the team. Willingness to go beyond the day to day to deliver excellence;
- Strong analytical skills and ability to understand and interpret requirements;
- Excellent communication and presentation skills, with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels (preferably in English & French);
- Ability to think, plan and execute on multiple projects simultaneously in an organized manner;
- Meticulous attention to detail, strong organizational skills and a commitment to ensuring that information provided to the firm's regulators is of a high standard;
- The ability to offer robust and constructive challenge, at all corporate title levels and across different disciplines - to become a trusted advisor to the business on regulatory relationship matters;
- Ability to consider the regulators'


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