Head of Compliance, Risk and Depositary Control H/F
il y a 1 jour
Job summary Work as part of the creation of CACEIS Bank Sweden Branch, support the delivery of core elements of: the AML / Financial Crime and Regulatory Compliance Management Plan as it relates to acting as MLRO, MLCO and Compliance Officer for CACEIS Bank Sweden Branch and the Funds to which it provides administration services the risk framework of the branch as it relates to acting as Risk Officer the control of the funds investments as it relates to the Depositary control function Support the development of a strong and consistent compliance and risk culture and alignment to CACEIS’ operating model Work with the CACEIS Group AML/Financial Crime, Risk and Depositary control teams to support the Business lines and adherence to policies and procedures Acting as MLRO, MLCO and CO for the business and its administered Funds Investigating internal SARs submitted from the Business Line Responsible for ensuring that appropriate business and customer risk assessments are in place and appropriate for the specific Fund Develop or maintain Control plans for each client and Fund Ensure the completion of, and Compliance control plans testing in a timely and effective manner Collaboration with Group Corporate Compliance/AML, team members for continuous improvement of processes and to share best practice Preparing local management reports Oversight and support management of higher risk business activities and relationships (including PEPs) as well as specific AML/CFT issues and exposures Managing responses to local regulator inquiries, surveys, questionnaires and lead preparation for on-site reviews or audits Management of preparation and maintenance of local procedures for the Funds Taking into consideration, incorporating and participating in Enterprise wide Compliance initiatives Acting as CRO of the branch includes the following responsibilities Define and implement the risk mapping and control plan of the branch Locally implement group risk procedures with regards to incident, action plan, alert and outsourcing management Support the deployment of the group risk management tools (Matrisk, PCAT) Support & guide the business lines in their responsibilities as first line of defence in the main fields of operational risk management Diffuse risk culture in the branch Liaise and coordinate with Group Risk function, functional reporting to the Regional CRO Acting as Local Head of Depository Control Ensure all regulatory Depositary Control functions are established and executed according to local standards Establish and execute Depositary Clients onboarding including but not limited to initial and ongoing due diligence. Functional report Group role responsible for Global Depositary entities #J-18808-Ljbffr
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Chief Compliance
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinA leading banking institution is seeking a Compliance and Risk Officer for its Sweden branch. The role involves acting as MLRO, MLCO, and Compliance Officer, focusing on AML regulations and risk management. The successful candidate will define risk mapping, support compliance initiatives, and work closely with group teams to ensure adherence to policies....
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Risk & Controls Manager - Governance & Compliance
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinA leading financial services firm is seeking a professional for governance and risk control support. This role involves developing and implementing policies, ensuring compliance with service delivery standards, and managing operational risk incidents. Candidates should have a degree in Finance or a related field and experience in risk assessment and...
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Senior Risks Manager, Risks
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinWhat is the opportunity? CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across...
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IT Risks Manager, Risks
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinWhat is the opportunity? CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across...
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Senior IT Risks Manager, Risks
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinWhat is the opportunity? CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across...
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Risks Manager, PERES Operations M/F
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinOverviewCACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across Europe. These services...
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Head of Design Office
il y a 1 jour
Montrouge, France Cerbair Temps pleinDescription The company in a nutshell : A French leader in anti-drone technology within this emerging industry with huge potential, its systems enhance public safety and protect critical infrastructure such as military bases, warships, prisons, civilian airports, ports, presidential palaces, and VIP convoys. This rapidly growing gem has many prestigious...
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Global Legal Documentation
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinA leading financial institution is seeking a legal assistant to support the Head of Legal. Responsibilities include scrutinizing legal documentation, providing assistance to the international network, and supervising documentation to mitigate credit risks. The role involves liaising with external solicitors and representing the institution in legal matters....
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Investment Restrictions Lead
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinA leading asset servicing company is looking for an Investment Restriction Specialist to ensure the quality of delivered services and meet deadlines. The role requires strong technical knowledge of financial products and risk management practices, as well as the ability to analyze investment limits. This position is essential for supporting the team in...
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Director of Strategy, Transformation
il y a 1 jour
Montrouge, France Crédit Agricole Group Temps pleinA leading asset servicing company is seeking a Head of Unit in Montrouge, Île-de-France. You will be responsible for implementing strategic objectives, managing teams, and overseeing budget processes. The ideal candidate will possess strong leadership skills, experience in risk management, and a proven record in strategic planning. Join a dynamic...
