Senior Compliance Officer
il y a 4 semaines
At Compliance Wise, we're shaping the future of finance by building a spectrum of investment experiences that help people redefine wealth. Our mission is to provide the best tools to learn about digital currencies and manage wealth effectively.
Key Responsibilities:- Monitor compliance with French legal acts and supervisory guidelines.
- Develop and implement a comprehensive group-wide compliance framework aligned with regulatory requirements and industry best practices.
- Draft and monitor the implementation of internal policies in all areas relevant to crypto and financial service providers.
- Manage compliance-related communications with French authorities and support communication and cooperation with public authorities on a group level.
- Fulfill the obligations of the executive manager of SwissBorg's French regulated entity with responsibility areas of compliance and general risk management.
- Monitor and adjust for changes in the legal environment with a focus on French and EU regulations and supervisory practices.
- Monitor, assess, and propose improvements as needed to internal control and customer monitoring frameworks to remain effective and compliant.
- Conduct internal investigations and reviews regarding compliance with applicable laws and internal policies.
- Manage and support in different administrative proceedings throughout the group.
- Support internal and external audits on a group level and organize and manage audits on a French national level as needed.
- Support internal and external reporting on a group level and organize reporting on a French national level as needed.
- Support internal training and organize training if required.
- Fulfill MiCA and French national fit and proper requirements for the executive manager.
- Bachelor's degree in Law from a reputable university in the EEA, UK, or Switzerland. Master's degree preferred.
- Minimum of 5 years of experience in compliance or regulatory areas in EEA, UK, or Swiss financial institutions, crypto service providers, or FinTech companies. At least some of the experience must be managerial or executive level.
- Strong knowledge of the EU and French financial and crypto regulatory frameworks, industry standards, and supervisory practices.
- Strong knowledge of the EU and French AML, CTF, sanctions, and fraud regulations, as well as basic knowledge of the general risk management area.
- Awareness and knowledge of the upcoming MiCA, relevant French legislation, and accompanying guidelines.
- Proven experience with development and application of internal policies and procedures in a financial service provider supervised by authorities.
- Strong time management and organizational skills, and the ability to manage multiple tasks concurrently.
- Team player with the ability to work in a collaborative environment.
- A methodical and diligent approach, to deliver accurate and timely results.
- Logical and systematic thinking. The ability to convey complex concepts to non-lawyers.
- Excellent communication and fluent professional skills in both French and English are a must.
- Residency in France is a must.
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