Compliance Advisory Manager

il y a 4 semaines


Greater Paris Metropolitan Region, France Broadgate Temps plein

About the Company:

Broadgate is seeking a highly skilled Compliance Advisory Manager to join their team in Paris. This innovative company is a newly established subsidiary of a multinational banking group with a strong track record for success.

The Compliance Advisory Manager will work closely with the Chief Risk & Compliance Officer to provide regulatory interpretation and advice to the Markets business, including Debt Capital Markets and Fixed Income. Key responsibilities include:

  • Providing real-time compliance advice to the Markets business.
  • Implementing effective compliance policies and procedures.
  • Identifying compliance risks and creating compliance controls.
  • Providing advice and reviewing the effectiveness of first-line defense controls.
  • Participating in new product committees and providing regulatory advice.
  • Regulatory watch, implementing new regulatory changes, and drafting compliance policies and procedures.
  • Drafting annual regulatory reporting.
  • Assisting with internal audit requests and regulator audits.
  • Collaborating with other compliance areas within the group.
  • Escalating suspicious transactions to the relevant authorities.
  • Creating and updating compliance training for the Markets business on EU and French requirements.

About the Role:

  • Experience in compliance within financial markets, preferably Fixed Income Debt Capital Markets.
  • Legal academic qualifications.
  • Ability to identify risks and solve problems.
  • Bi-lingual in English and French.

This is an excellent opportunity for a Compliance Advisory Manager to join a dynamic team and contribute to the company's success. If you are interested in this role, please reach out to Kevin Adam-Hein at Broadgate for a confidential discussion.


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