Compliance Advisory Manager
il y a 4 semaines
About the Company:
Broadgate is seeking a highly skilled Compliance Advisory Manager to join their team in Paris. This innovative company is a newly established subsidiary of a multinational banking group with a strong track record for success.
The Compliance Advisory Manager will work closely with the Chief Risk & Compliance Officer to provide regulatory interpretation and advice to the Markets business, including Debt Capital Markets and Fixed Income. Key responsibilities include:
- Providing real-time compliance advice to the Markets business.
- Implementing effective compliance policies and procedures.
- Identifying compliance risks and creating compliance controls.
- Providing advice and reviewing the effectiveness of first-line defense controls.
- Participating in new product committees and providing regulatory advice.
- Regulatory watch, implementing new regulatory changes, and drafting compliance policies and procedures.
- Drafting annual regulatory reporting.
- Assisting with internal audit requests and regulator audits.
- Collaborating with other compliance areas within the group.
- Escalating suspicious transactions to the relevant authorities.
- Creating and updating compliance training for the Markets business on EU and French requirements.
About the Role:
- Experience in compliance within financial markets, preferably Fixed Income Debt Capital Markets.
- Legal academic qualifications.
- Ability to identify risks and solve problems.
- Bi-lingual in English and French.
This is an excellent opportunity for a Compliance Advisory Manager to join a dynamic team and contribute to the company's success. If you are interested in this role, please reach out to Kevin Adam-Hein at Broadgate for a confidential discussion.
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