Head of Markets Compliance

il y a 4 semaines


Paris, Île-de-France J.P. Morgan Temps plein
Job Title: Head of Markets Compliance

As a key member of the J.P. Morgan team, you will play a critical role in ensuring the firm's Markets business operates in compliance with relevant regulatory requirements. Your expertise will be essential in providing guidance and support to the Markets team, ensuring that all activities are conducted in a manner that meets the firm's regulatory and reputational risk tolerances.

Key Responsibilities:
  • Provide timely and risk-based advice on regulatory matters, including interpretation and application of relevant laws and regulations.
  • Develop and implement compliance policies, procedures, and controls to ensure the Markets business operates in a compliant manner.
  • Collaborate with the Markets team to identify and mitigate regulatory risks, ensuring that all activities are conducted in accordance with relevant laws and regulations.
  • Develop and deliver training programs to ensure that the Markets team has the necessary knowledge and skills to operate in a compliant manner.
  • Ensure accurate and timely completion of monitoring and testing activities, as well as identification of assurance activities.
  • Lead responses to governmental and regulatory inquiries, investigations, and exams.
  • Oversee the disposition and issuance of policy/conduct violations, partnering with HR, Legal, and other internal stakeholders.
Requirements:
  • Strong understanding of Markets structures and products, as well as knowledge of key financial services regulation applicable to Markets.
  • Good understanding of broader regulatory requirements, including French regulatory requirements.
  • Strong manager and team player with excellent stakeholder engagement skills, able to communicate effectively at all levels across a diverse and global organization.
  • Excellent analytical skills, with the ability to understand and interpret complex regulatory requirements.
  • Excellent communication and presentation skills, with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels.
  • Meticulous attention to detail, strong organizational skills, and a commitment to ensuring that information provided to the firm's regulators is of a high standard.

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