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Chief Compliance Officer
Il y a 2 mois
### Job Summary
We are seeking a highly skilled and experienced professional to lead our Compliance Regulatory and Assurance team as the Chief Compliance Officer - Regulatory and Assurance Lead. This is a key role within the CACIB Compliance Function, reporting directly to the Chief Compliance Officer (CCO).
### Key Responsibilities
* Provide strategic and centralized management of supervisory activities of the Firm's regulators and related developments, focusing on regulatory reviews and examinations and continuous monitoring activities.
* Apprise Senior Management and relevant governance bodies and stakeholders of these matters and related significant regulatory developments.
* Lead projects/initiatives initiated by Compliance and assigned by the CACIB Americas CCO.
* Provide an independent review/assessment of CACIB US CPL Recommendation Closure Memos covering all issues including Regulatory, Audit, and Model Reviews.
* Discuss the Recommendation Closure Memo with Compliance senior management for approval and address any comments/questions.
* Coordinate and perform regulatory watch and regulatory change management in the context of compliance risks as defined in the CACIB US Compliance Risk Management Program.
* Supervise the Regulatory and Assurance team's activities of all aspects via various measures including KPIs and MIS reporting and ensure the high productivity and good performance of the team.
* Communicate with key stakeholders, including senior management in CPL, business and risk regarding exam status and potential findings.
### Requirements
* Strong leadership and management skills with experience in regulatory compliance and assurance.
* Excellent communication and interpersonal skills with the ability to work effectively with senior management, stakeholders, and team members.
* Strong analytical and problem-solving skills with the ability to identify and mitigate compliance risks.
* Experience in project management and coordination with the ability to lead multiple projects simultaneously.
* Strong knowledge of regulatory requirements and compliance frameworks with the ability to stay up-to-date with changing regulations.
### What We Offer
* A dynamic and challenging work environment with opportunities for professional growth and development.
* A competitive salary and benefits package.
* The opportunity to work with a leading financial institution and contribute to the success of the Compliance Regulatory and Assurance team.
### How to Apply
If you are a motivated and experienced professional looking for a new challenge, please submit your application, including your resume and a cover letter, to [insert contact information].