Market Compliance Specialist

il y a 4 semaines


Paris, Île-de-France Natixis Temps plein

Job Summary

We are seeking a highly skilled Compliance Officer to join our Global Markets team at Natixis. As a key member of our compliance team, you will be responsible for advising our Global Markets businesses on regulatory matters, particularly in the area of credit.

Key Responsibilities

  • Provide expert advice on regulatory requirements, policies, and procedures to ensure compliance with relevant laws and regulations.
  • Analyze and issue compliance opinions on new products and activities to ensure they meet regulatory standards.
  • Participate in the development and implementation of compliance operating procedures and policies.
  • Support the implementation of second-level controls and define action plans to mitigate risks.
  • Contribute to the monitoring of regulatory findings and analyze Market Abuse alerts.
  • Prepare and participate in regulatory visits and investigations.

About You

We are looking for a candidate with a strong background in law, finance, or economics, and experience in compliance-related functions. You should be familiar with MIFIR regulations, ESG, EMIR, MAR, DFA Title VII, and financial instruments and market activities. Excellent communication and interpersonal skills are essential, as you will be working closely with internal and external stakeholders.

What We Offer

As a Compliance Officer at Natixis, you will have the opportunity to work in a dynamic and inclusive environment, with a strong focus on career development and training. You will be part of a team that is committed to promoting a culture of compliance and integrity, and you will have the chance to make a meaningful contribution to our organization's success.


  • Compliance Specialist

    il y a 4 semaines


    Paris, Île-de-France Compliance Wise Temps plein

    Job SummaryWe are seeking a highly experienced Compliance Specialist to join our team at Compliance Wise. As a key member of our compliance department, you will be responsible for ensuring our company's compliance with French and EU regulations.Key Responsibilities:Monitor and ensure compliance with French legal acts and supervisory guidelines.Develop and...

  • Business Compliance Specialist

    il y a 4 semaines


    Paris, Île-de-France Sovos Compliance Temps plein

    Transform Tax Compliance with SovosAs a global leader in tax compliance, Sovos is revolutionizing the way businesses navigate the ever-changing regulatory landscape. We're seeking a talented Business Compliance Specialist to join our team and help us transform tax compliance from a business requirement to a force for growth.As a Business Compliance...

  • Business Compliance Specialist

    il y a 4 semaines


    Paris, Île-de-France Sovos Compliance Temps plein

    Transform Tax Compliance with SovosSovos is a global leader in tax compliance, transforming it from a business requirement to a force for growth. As a Business Legal Counsel, you will partner closely with Sovos functions to ensure satisfaction of partners' compliance needs within the scope of Sovos software solutions. Key Responsibilities:Ensure a deep...

  • Market Compliance Specialist

    il y a 4 semaines


    Paris, Île-de-France Natixis Temps plein

    Job OverviewWe are seeking a highly skilled Compliance Officer to join our Global Markets team at Natixis. As a key member of our compliance team, you will be responsible for advising our Global Markets businesses on regulatory matters, particularly in the area of Credit.Key ResponsibilitiesProvide expert advice on regulatory requirements, policies, and...

  • Compliance Specialist

    il y a 4 semaines


    Paris, Île-de-France Pentasia Temps plein

    Main ResponsibilitiesWe are seeking a highly skilled Compliance Specialist to join our team at Pentasia. The successful candidate will work closely with our Compliance and legal teams to ensure regulatory compliance across our product range, with a focus on our Interactive and Virtuals product verticals.Key Responsibilities:Monitor regulatory changes and...

  • Tax Compliance Expert

    il y a 4 semaines


    Paris, Île-de-France Sovos Compliance Temps plein

    Join the Sovos Compliance TeamSovos is a global leader in tax compliance, revolutionising how businesses navigate the ever-changing regulatory landscape. As a Business Legal Counsel, you will be part of a team that operates on the modern edge of digital technology, working not only to solve complex business challenges but also to enrich our personal,...

  • Financial Markets Specialist

    il y a 4 semaines


    Paris, Île-de-France Selby Jennings Temps plein

    Financial Markets SpecialistWe are looking for a Financial Markets Specialist to join our team in Paris. As a Financial Markets Specialist, you will be responsible for executing financial transactions, managing risk, and developing strategies to maximize profits. You will work closely with our team to identify opportunities and develop solutions to complex...

  • Compliance Officer

    il y a 4 semaines


    Paris, Île-de-France Natixis NY Branch Temps plein

    Job DescriptionAs a Compliance Officer in our Global Markets team, you will play a critical role in ensuring the bank's regulatory compliance. Your responsibilities will include advising on regulatory requirements, monitoring compliance, and developing policies and procedures.Key Responsibilities:Provide regulatory advice to Global Markets businessesMonitor...

  • Compliance Specialist

    il y a 4 semaines


    Paris, Île-de-France Invesco Real Estate Temps plein

    Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at Invesco. As a Compliance Specialist, you will be responsible for monitoring investment guidelines, ensuring compliance with regulatory requirements, and identifying potential risks.Key Responsibilities:Monitor investment guidelines and ensure compliance with regulatory...


  • Paris, Île-de-France Sovos Compliance Temps plein

    Transform Tax Compliance with SovosSovos Compliance is seeking a highly skilled Regulatory Counsel to join our team as an ISV Liaison. In this role, you will bridge the gap between our regulatory expertise and our strategic ISV partners, ensuring seamless integration of compliance aspects of our solutions in various markets.Key Responsibilities:Partner...


  • Paris, Île-de-France Natixis Temps plein

    About the RoleWe are seeking a highly skilled Surveillance and Compliance Officer to join our team at Natixis. As a key member of our Surveillance team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Your primary duties will include:Leading the optimization of the...


  • Paris, Île-de-France Natixis Temps plein

    Job SummaryWe are seeking a highly skilled Market Surveillance Compliance Officer to join our team in Paris. As a key member of our Surveillance team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Key Responsibilities:Lead the optimization of the operational system...


  • Paris, Île-de-France Natixis Temps plein

    Job SummaryWe are seeking a highly skilled Compliance Officer for Market Integrity to join our Surveillance team. As a key member of the team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Key Responsibilities:Lead the optimization of the operational system for...

  • Commodity Market Specialist

    il y a 4 semaines


    Paris, Île-de-France Redstone Search Temps plein

    Redstone Search is looking for a Commodity Market Specialist to join their team in Geneva. The ideal candidate will have a strong background in trading and a deep understanding of the Energy/Oil or Agricultural markets.The successful candidate will be responsible for executing trades, managing risk, and ensuring compliance with regulations and reporting...

  • Compliance Officer

    il y a 1 mois


    Paris, Île-de-France Engie Temps plein

    About UsENGIE Global Energy Management & Sales (GEMS) is a leading global energy company that provides energy supply solutions and risk management services to support its clients through their decarbonization journey. Our team of experts develops tailor-made solutions based on a wide range of energy management expertise, with a strong focus on decarbonation...


  • Paris, Île-de-France Sovos Compliance Temps plein

    Regulatory Counsel for ISV PartnersSovos Compliance is seeking a highly skilled Regulatory Counsel to join our team as an ISV Liaison. In this role, you will bridge the gap between our regulatory expertise and our strategic ISV partners, ensuring seamless integration of compliance aspects of our solutions in various markets.Key Responsibilities:Partner...

  • ISV Regulatory Liaison Counsel

    il y a 4 semaines


    Paris, Île-de-France Sovos Compliance Temps plein

    ISV Regulatory Liaison CounselSovos Compliance is seeking a highly skilled Regulatory Counsel to join our team as an ISV Liaison. In this role, you will bridge the gap between our regulatory expertise and our strategic ISV partners, ensuring seamless integration of compliance aspects of our solutions in various markets.Key Responsibilities:Partner closely...


  • Paris, Île-de-France HSBC Temps plein

    The Opportunity: We are seeking a Compliance Advisory Officer to join our Global Markets team in France.At HSBC, we are a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading international wholesale...


  • Paris, Île-de-France HSBC Temps plein

    The Opportunity:HSBC is seeking a highly skilled Compliance Advisory Officer to join its Global Markets team in France. As a key member of the team, you will play a critical role in providing expert compliance advice and guidance to support the business in managing compliance risks.Key Responsibilities:Provide expert compliance advice and guidance to support...


  • Paris, Île-de-France HSBC Temps plein

    The Opportunity:HSBC is seeking a Compliance Advisory Officer to join its Global Markets team in France. As a key member of the team, you will provide expert compliance advice and guidance to help the business manage compliance risks.Key Responsibilities:Provide expert compliance advice and guidance to the businessOffer independent, relevant professional and...