Emplois actuels liés à Investment Banking and Regulatory Compliance Specialist - Montrouge, Île-de-France - Crédit Agricole Group
-
Compliance Regulatory Manager
il y a 4 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob SummaryThe Compliance Regulatory Manager will be responsible for ensuring the effective management of conflicts of interest, material non-public information, and information barriers within the Americas region. This role will work closely with the Global Conflicts Management Group to develop and implement policies and procedures that align with global...
-
Compliance Regulatory Manager
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob Title: Compliance Regulatory ManagerCrédit Agricole Group is seeking a highly skilled Compliance Regulatory Manager to join our team. The successful candidate will be responsible for maintaining the information barriers that prevent the misuse of material non-public information in the organization.Key Responsibilities:Maintain the information barriers...
-
Senior Compliance Officer
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob SummaryThe Conflicts Management Group (CMG) in the Americas is responsible for providing regulatory advisory services and managing conflicts of interest, material non-public information, and information barriers. As a key member of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group, you will provide...
-
Senior Compliance Officer
il y a 4 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob SummaryThe Conflicts Management Group in the Americas is responsible for providing regulatory advisory services and managing conflicts of interest, material non-public information, and information barriers. This role is part of the Global Conflicts Management function within the Investment & Corporate Banking Regulatory Compliance group for Crédit...
-
Regulatory Compliance Specialist
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob DescriptionAs a Surveillance Analyst at Crédit Agricole Group, you will play a critical role in ensuring the compliance of our electronic and voice communications with applicable regulations. Your responsibilities will include:Performing routine surveillance of electronic and voice communications to detect potential violations of policies, regulations,...
-
Regulatory Compliance Specialist
il y a 4 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob Title: Regulatory and Quality AssociateCrédit Agricole Group is seeking a highly skilled Regulatory and Quality Associate to join our team. As a Surveillance Analyst, you will play a critical role in ensuring the compliance of our electronic and voice communications with applicable regulations.Key Responsibilities:Perform routine surveillance of...
-
Compliance Project Manager and Regulatory Liaison
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinThe Crédit Agricole Group Compliance Regulatory and Assurance team is seeking a Compliance Project Manager and Regulatory Liaison to support two compliance functions. Key responsibilities include:Defining program controls, processes, procedures, and reporting cadencePartnering with stakeholders to develop project scope, deliverables, and timelinesTracking...
-
Project Management and Regulatory Coordination Specialist
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJoin the Crédit Agricole Group Compliance Regulatory and Assurance team as a Project Management and Regulatory Coordination Specialist. In this role, you will be responsible for:Assisting with the development of program controls, processes, and proceduresSupporting the execution of defined tasks through tracking of program milestones and their...
-
Analyste Coverage
il y a 1 mois
Montrouge, Île-de-France Crédit Agricole CIB Temps pleinPrésentation du posteL'équipe Coverage and Investment Banking de Crédit Agricole CIB recherche un Analyste pour rejoindre son équipe Private Investment Banking. Ce poste est basé à Montrouge et offre une opportunité de développer des relations durables et rentables avec les clients du secteur.MissionsVous assisterez les membres de l'équipe...
-
Head of Compliance
il y a 2 semaines
Montrouge, Île-de-France Woorton Temps pleinWoorton, a leading European market maker, is seeking a Head of Compliance to join its 15-member compliance team. As a key member of the B2C2 Group, you will be responsible for ensuring Woorton's compliance with French regulations, including those related to anti-money laundering and the financing of terrorism. Your duties will include:Developing and...
-
Analyste Coverage
Il y a 2 mois
Montrouge, Île-de-France Crédit Agricole CIB Temps pleinMissionL'équipe de Coverage et Investment Banking de Crédit Agricole CIB est à la recherche d'un Analyste pour rejoindre son équipe Private Investment Banking. Vous serez chargé de cibler les groupes familiaux pour identifier les opportunités d'affaires et détecter les possibilités de ventes croisées au sein de l'ensemble des...
-
Senior Compliance Specialist
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob DescriptionThe Fixed Income Compliance Officer is responsible for ensuring the Global Markets Division's compliance with regulatory requirements. This involves monitoring and surveillance of daily activities, identifying potential risks, and providing recommendations for improvement.Key Responsibilities:Monitor and analyze daily broker-dealer...
-
AML Compliance Specialist
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob Summary:This role is part of the Advisory group within the Financial Security team at Crédit Agricole Group. The primary responsibilities include reviewing and validating high-risk KYC files, providing AML and sanctions-related guidance to staff, and ensuring compliance with Bank Secrecy Act and USA Patriot Act regulations.Key Responsibilities:Review...
-
Deputy Group Head of Surveillance and Compliance
il y a 3 semaines
Montrouge, Île-de-France https:linkfinance.comsitemap Temps pleinJob Title: Deputy Group Head SurveillanceJoin our team at CACEIS, a leading financial services company, as a Deputy Group Head Surveillance. In this role, you will be responsible for leading the surveillance and compliance team, ensuring the company's security and adherence to regulatory requirements.Key Responsibilities:Pilot the surveillance and compliance...
-
AML Compliance Specialist
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob SummaryWe are seeking a highly skilled AML / OFAC Compliance Officer / Advisory (Financial Security) to join our team at Crédit Agricole Group.Key ResponsibilitiesReview and validate high-risk KYC files to ensure completeness and compliance with Bank policies and regulatory requirements.Provide AML and/or sanctions-related guidance to Bank staff on...
-
Compliance Officer Senior
il y a 4 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob Title: Senior Compliance Officer/Compliance ManagerThe Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (GMD) Swap Dealer. Key responsibilities include reviewing daily broker-dealer surveillance, performing routine electronic/voice communication surveillance to ensure compliance with...
-
Risk and Compliance Specialist
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob DescriptionWe are looking for a highly motivated Compliance Officer to join our team in the Governance and Ethics department. The successful candidate will be responsible for implementing and maintaining our Compliance Governance Framework, acting as Secretary of various committees, and performing 2nd line of defense controls.Key...
-
Compliance Officer
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob Overview:This role is critical to ensuring the Bank's compliance with anti-money laundering regulations. The position involves reviewing high-risk KYC files, providing guidance on proposed transactions, and staying up-to-date with regulatory changes.Key Responsibilities:Review and validate High Risk KYC files to ensure compliance with Bank policies and...
-
Market Compliance Officer
il y a 4 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJoin the Crédit Agricole Group as a Market Compliance OfficerAre you looking for a challenging role in compliance? Global Compliance (CPL) is a key player in the Crédit Agricole Group, working within the "Conformity" business line. Our mission is to ensure that the bank's operations comply with all relevant laws, regulations, and internal rules.As a Market...
-
Compliance and Governance Professional
il y a 3 semaines
Montrouge, Île-de-France Crédit Agricole Group Temps pleinJob Title: Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team in the Governance and Ethics department. The successful candidate will be responsible for implementing and maintaining our Compliance Governance Framework, acting as Secretary of various committees, and performing 2nd line of defense controls.Key...
Investment Banking and Regulatory Compliance Specialist
Il y a 2 mois
The Conflicts Management Group (CMG) in the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, material non-public information, and the proper functioning of information barriers. As a key member of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for Crédit Agricole Group worldwide, you will play a critical role in ensuring the firm's compliance with regulatory requirements.
Key Responsibilities- Maintain information barriers to prevent the misuse of material non-public information within the organization.
- Review and administer conflicts of interest that may arise from business dealings, ensuring compliance with global conflicts policies for Americas activities.
- Provide regulatory guidance and advice to the private side of the bank and public side on control room-related issues.
- Offer general advisory services in connection with investment banking and financing activities.
- Advise business areas on transactions from a conflicts management standpoint.
- Determine conflicts in business areas and establish protective barriers to prevent misuse of confidential information.
- Maintain the conflicts database, ensuring all conflicts are properly captured in the system.
- Coordinate with the conflicts clearance function of the Global CMG, keeping all CMG members informed of proceedings in the Americas and serving as a backup location when necessary.
- Update US conflicts policies and procedures to ensure alignment with Global policies and US laws and regulations.
- Manage wall-crossings, insider lists, and staff above the wall lists.
- Train business units on conflict management, control room, investment banking, and financing advisory topics.
- Review conflicts of interest related to outside business activities, personal trading, and data transfers.
- Assist with ad hoc investigations and provide responses to regulatory and audit inquiries.
Support the employee trade monitoring function and offer advice on related policies and practices. Train business units on conflict management issues and the concepts of insider trading and material non-public information. Conduct surveillance to support the firm's MNPI and information barrier policies.
Salary Range: $170,000-$210,000
