Compliance Officer
il y a 2 jours
**ABOUT CFM**:
We value innovation, dedication, collaboration and the ability to make an impact and together we create an environment for talented and passionate experts in research, technology and business to explore new ideas and challenge assumptions.
**ABOUT THE ROLE**:
The CFM Legal & Compliance team is involved in complex projects requiring a deep understanding of capital market regulations across the world. If you’re a team player, have brilliant attention to detail and want to work in an international environment specialised in financial markets, come and join our team
The Internal Control team seeks an English/French speaking officer whose duties will include:
- Monitor CFM’s compliance with internal standards, as well as applicable laws and regulations using a risk-based approach,
- Independently run and expand CFM’s 2nd line of controls to meet operational, legal, and regulatory evolutions,
- Perform audits of internal operational departments as well as main external providers,
- Report exceptions to management, issue recommendations and ensure proper implementation,
- Use education, communication, and technology to promote a culture of risk and quality control internally,
- Use IT processes to automate regulatory & risk monitoring,
- Assist in a range of regulatory communications & filings,
- Keep informed on latest rules, regulations, and best practices,
- Communicate with lawyers, auditors, and other external advisers & service providers.
**SKILLSET REQUIREMENTS/QUALIFICATIONS**:
- You have a master’s degree in business, law or engineering from a highly, regarded establishment,
- You ideally have at least 7 years of experience in similar work at an asset manager,
- You are a team player with attention to detail and capacity to deliver,
- You can work independently on complex projects,
- You have excellent problem-solving skills with an analytical mind and ease for numbers,
- You have excellent written and oral presentation/communication skills,
- You are a forward-looking person, with ambitions to innovate,
- You have a good capacity to use IT systems to resolve business problems
- You have a good knowledge of financial markets and financial products.
**EQUAL OPPORTUNITIES STATEMENT**:
We are continuously striving to be an equal opportunity employer and we prohibit any discrimination based on sex, disability, origin, sexual orientation, gender identity, age, race, or religion. We believe that our diversity, breadth of experience, and multiple points of view are among the leading factors in our success.
CFM is a signatory of the Women Empowerment Principles
**FOLLOW US**:
Follow us on Twitter and LinkedIn or visit our website to find out more about CFM.
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