Compliance Officer

il y a 5 heures

Paris, France CANDRIAM Temps plein

Position description

**Business unit**:

- Legal, Secretary General & Compliance - Compliance

**Job title**:

- Compliance Officer - Internal Control H/F

**Contract type**:

- Permanent

**Mission**:

- The Compliance function is a permanent, effective and independent function that concentrates on non-conformity risks (i.e. the risk of legal or regulatory sanctions, of significant financial losses or loss of reputation that Candriam could incur by virtue of its failure to comply with laws, regulations, rules and codes of conduct).

Its main missions are to:

- Identify, analyse, and measure non-conformity and reputation risks deriving from activities or products, new or existing
- Assist Management Committees in identifying, assessing, and adequately treating non-conformity risks
- Define compliance policies and procedures
- Implement and set up controls
- Set up training sessions adapted to staff needs
- Assist/advise staff.
- As a Responsible Employer, Equal Employment Opportunity is crucial to Candriam. We are committed to building the best global team that represents a variety of backgrounds, perspectives and skills. We provide an inclusive work environment and support wellbeing and work-life balance

**Responsabilities**:

- Prevent, detect, and mitigate compliance, regulatory and reputational risks across the firm and help strengthen the firm’s compliance culture
- Second level control function responsible for undertaking controls to ensure regulatory risks are mitigated and contained:

- Conducting testing and surveillance of the first and second lines of defense. The testing component involves developing and executing control-based reviews covering front office, middle office, and support functions
- Prepare final test reports and present the results to senior management, coordinate corrective measures, where applicable
- Follow-up on corrective measures raised during the testing process to ensure they are properly implemented
- Marketing material review and sign-off
- Compliance US reporting elaboration
- Support the processes for proper reporting to senior management and regulatory authorities
- Provide suggestions on how to improve and streamline current practices and methodologies

**Profile**:

- Minimum 5 years' experience in Compliance or Internal control within Asset Management Industry
- University Degree/Master's in legal - Business Administration
- Good knowledge of Luxembourg regulatory environment
- Rigorous
- Respect of confidentiality
- Strong sense of responsibility and professional awareness
- Communication and writing skills
- Flexibility and adaptability

English for oral and written communication
LI-POST

Position location

**Job location**:

- Europe, France

**City**:

- Paris

**Languages**:

- English (C1 - Fluent)
- French (C1 - Fluent)

  • Partner Compliance Counsel

    il y a 7 jours

    Paris, France Sovos Compliance Temps plein

    **Build your future with Sovos.** If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionising how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than...

  • Compliance Officer

    il y a 1 heure

    Paris, Île-de-France Sompo International Temps plein

    As a leading provider of insurance and reinsurance with worldwide operations and employees in Bermuda, U.S., U.K., Continental Europe and Asia, we recognize that our success is derived directly from those who matter the most: our people. At Sompo International, our values of integrity, collaboration, agility, execution and excellence underpin our culture and...

  • Compliance Officer

    il y a 5 heures

    Paris 8e, France Riverbank S.A. French Branch Temps plein

    RiverBank’s mission is to be the digital bank that makes financing to SMEs and Real Estate professionals easy. From our offices in Amsterdam, Paris and head-office in Luxemburg we act as a niche lending specialist. Our core focus is to grant loans to Small and Medium Enterprises and Real Estate Investors in Europe using a fast, flexible and reliable IT...

  • Compliance Officer

    il y a 3 jours

    Paris, Île-de-France Vivid Temps plein

    About VividAt Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...

  • Aml Compliance Officer

    il y a 2 semaines

    Paris, France Western Union Temps plein

    **AML Compliance Officer **- Paris, France** Would you like to play a critical role in preventing fraud and other illegal activities? Do you have strong interpersonal skills and impeccable attention to detail? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing each of us to...

  • Compliance Officer

    il y a 4 jours

    Paris, France IN Groupe Temps plein

    **Nous sommes à vos côtés chaque jour.** **Nos produits et services participent à garantir votre identité pourtant notre logo ne figure ni sur vos vêtements, ni sur vos applis préférées.** Émission de votre carte d’identité, de votre permis de conduire, carte mobilité inclusion, certificat qualité de l’air, composants de votre carte...

  • Regulatory Compliance Officer

    il y a 4 jours

    Paris, France Fed Finance Banque de Réseau Temps plein

    Vous souhaitez apporter une dimension internationale à votre carrière, tout en intervenant dans le secteur bancaire ? Je vous propose un poste de Regulatory Compliance Officer, au sein d'une banque reconnue mondialement. Quelques mots sur l'entreprise : banque commerciale internationale, implantée dans 62 pays, sa succursale française est basée à Paris...

  • Compliance Officer

    il y a 2 jours

    Paris, Île-de-France Vivid Temps plein

    About VividAt Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...

  • Compliance Officer

    il y a 6 heures

    Paris, France Kepler Cheuvreux Temps plein

    **Department**:Compliance - **Duration**:permanent contract - **Start Date**:as soon as possible - **Location**:Paris - **Salary**:As per Kepler Cheuvreux’ policy **KEPLER CHEUVREUX**: Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions,...

  • Compliance Officer

    il y a 2 semaines

    Paris, France Neoen Temps plein

    **Mission**: Our **Compliance team** is looking for a **Compliance Officer** in Paris who will support Neoen’s business using technical expertise and understanding of regulation to aid in the design and implementation of compliance programs that meet applicable regulatory requirements, including inter alia the FCPA and UKBA. Neoen Compliance team develops...