Emplois actuels liés à AVP-Markets Compliance Officer - Paris, Île-de-France - MUFG
-
Markets Compliance Specialist
il y a 1 semaine
Paris, Île-de-France Bank of America Temps plein 80 000 € - 100 000 € par anJob Description:Job Title: Markets Compliance SpecialistCorporate Title: AVP/VPLocation: ParisCompany Overview:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and...
-
Compliance Officer
il y a 1 jour
Paris, Île-de-France Vivid Temps pleinAbout Vivid At Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...
-
Compliance Officer
il y a 1 jour
Paris, Île-de-France Vivid Temps pleinAbout VividAt Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...
-
Senior Compliance Officer Advisory
il y a 5 jours
Paris, Île-de-France Natixis Temps plein 60 000 € - 120 000 € par anDescriptionVous rejoignez l'équipe Compliance Banking Debt Financing (DCM/Financements structurés/ Financements d'acquisition) en tant que senior compliance officer advisory. Cette équipe assure la couverture de la conformité des activités financements infrastructure et energie, immobilier et aviation, financements d'acquisition, debt capital markets et...
-
Compliance Officer
il y a 2 jours
Paris, Île-de-France Vivid Temps pleinAbout VividAt Vivid, we're reimagining how individuals and businesses manage money. Our all-in-one app opens up a world of financial possibilities: manage your day-to-day payments, invest in global stocks, ETFs, and over 150 cryptocurrencies, earn cashback on everyday purchases, and access personalized insights to make the most of your finances - all...
-
Risk Compliance Officer
il y a 2 jours
Paris, Île-de-France Headhunter Temps pleinSalary: $95K - $165KJob Overview And ResponsibilityDescriptionJoin a stellar team of leaders and experts in blockchain technology, cryptography, infrastructure, and security to build the backbone of blockchain wallet infrastructure for the next financial era. Dfns is hiring a Trust & Compliance Officer to manage our security frameworks and global regulatory...
-
Senior Compliance Officer Advisory
il y a 2 jours
Paris, Île-de-France Natixis Corporate & Investment Banking Temps pleinde l'entrepriseInstitution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, fonds d'investissement, agences souveraines et supranationales une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de capitaux.Ses...
-
Compliance Officer
il y a 4 jours
Paris, Île-de-France LSEG (London Stock Exchange Group) Temps pleinAbout us:LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable...
-
Compliance Officer
il y a 4 jours
Paris, Île-de-France LSEG Temps pleinAbout us:LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable...
-
Compliance Officer
il y a 4 jours
Paris, Île-de-France LSEG Temps pleinAbout us:LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable...
AVP-Markets Compliance Officer
il y a 2 semaines
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Job DescriptionOverview of the Department/Section
MUFG Securities Europe N.V. (MUS(EU)) is the European Union investment banking entity of MUFG, operating in close partnership with its UK affiliate, MUFG Securities EMEA plc.
MUS(EU) Paris branch provides client solutions across primary and secondary markets.
The client group includes EEA financial institutions and large corporates.
Compliance's core mission is to support and oversee the business activities.
Main Purpose of the Role
Actively contribute to maintaining an effective compliance framework for the Paris Branch, providing day-to-day regulatory advice, and fostering a strong compliance culture. Provide support to ensure compliance with all applicable laws, regulations, and internal standards. Collaborate effectively with MUFG EMEA (MUSE) in and MUFG Bank Europe (MBE) Compliance teams
Key Responsibilities
Compliance Framework & Oversight:
- Support the implementation and maintenance of a robust compliance framework tailored to the branch's activities and risk profile.
- Contribute to governance reporting and development and delivery of management information for senior stakeholders.
- Support in performing risk assessments and thematic reviews.
- Contribute to compliance monitoring, testing, and reporting activities
- Assist in reviewing, and updating compliance policies and procedures,
- Analyse alerts escalated by the Trade and eComm Surveillance Teams
- Collaborate with EMEA Compliance teams to ensure effective oversight of outsourced compliance services.
Advisory & Regulatory Interaction:
- Partner with the business and compliance colleagues to support new business initiatives, performing evaluation against risk appetite and regulations
- Provide on-the ground advice to the business on regulatory requirements, internal policies, and procedures
- Promote compliance awareness and deliver or coordinate training sessions for branch staff.
- Assist with management of relationships with local regulators (AMF) and professional associations (AMAFI).
- Assist with ad hoc regulatory requests.
Financial Crime Compliance:
- Contribute to KYC reviews and approvals
- Prepare and submit the annual AML/CFT regulatory reports for the ACPR
- Support AML and sanctions oversight, including transaction monitoring, suspicious activity reporting, and liaison with the FIU (Tracfin).
Work Experience
- 3–6 years' experience in Markets Compliance within an international financial institution or from a financial regulator.
- Experience in interacting with Senior Management
Functional / Technical Competencies:
- In-depth knowledge of French and EU financial regulation (MIFID, MAD/MAR, GDPR).
- Experience in Financial Crime Compliance, including AML/CFT, sanctions and ABC
- Proven understanding of the complexity of capital markets and products regulations, including their practical implications for both private side and public side activities.
- Demonstrated ability to design, access and execute compliance controls and testing
- Fluent in French and English (written and spoken).
Personal Requirements
- Academic (master) degree in a relevant field of study
- Excellent problem solving skills
- Good presentation skills, verbal and written
- Ability to challenge and ask questions
- Proactive self-starter, able to handle diverse workload
We are open to considering flexible working requests in line with organisational requirements.
MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count. We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership.
We make our recruitment decisions in a non-discriminatory manner in accordance with our commitment to identifying the right skills for the right role and our obligations under the law.
