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Compliance Associate
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Welcome to Gallagher - a global community of people who bring bold ideas, deep expertise, and a shared commitment to doing what's right. We help clients navigate complexity with confidence by empowering businesses, communities, and individuals to thrive. At Gallagher, you'll find more than a job; you'll find a culture built on trust, driven by collaboration, and sustained by the belief that we're better together. Whether you join us in a client-facing role or as part of our corporate team |our brokerage division, our benefits and HR consulting division, or our corporate team, you'll have the opportunity to grow your career, make an impact, and be part of something bigger. Experience a workplace where you're encouraged to be yourself, supported to succeed, and inspired to keep learning. That's what it means to live The Gallagher Way.
Overview
Gallagher is looking for a Compliance Associate in Paris, France, to act as a support for the Compliance Officer and MLRO for Gallagher Securities Europe SAS ("GSE") and the wider GGB-EMEA Compliance function.
How you'll make an impact- Support the GSE Compliance Officer & MLRO in carrying out their duties in line with regulatory requirements and the AML/CTF Framework
- Support the completion of regular audits and reviews to ensure compliance with AML/CTF requirements and internal policies
- Ensure compliance trainings are effective and support the delivery of compliance training and awareness initiatives within GGB-Securities.
- Support the management of the Company's regulatory interactions, including assisting the GSE Compliance Officer & MLRO in the timely and accurate completion of all regulatory filings
- Conduct second line review and monitoring of customer-facing documentation and sales communications
- Guide the business to identify, assess and manage compliance risk and meet professional standards set by the Gallagher Group and regulatory requirements.
- Provide focused specialist compliance advice to divisional staff taking into account business / client needs, external best practice and regulatory requirements. Identify areas where challenge to the senior management of GSE would be appropriate.
- Involvement in selected projects and assistance with the delivery of material compliance work set out in the Compliance plan as well as ad hoc strategic projects.
- Provide compliance support on business-led projects.
- Maintain a highly visible and supportive role as a strong influencer and help internal stakeholders to understand conduct risk outcomes to anticipate, understand, prepare for and implement regulatory and policy change.
- Be familiar with the business and current regulatory and compliance initiatives in a way that is likely to meet local regulatory compliance requirements for a firm of our size and sector.
- Support the team in responding to a wide range of complex enquiries, ensuring that the information provided is clearly understood by the business.
- Review and analyse key external trends and influences to ensure that a wide range of information is used to support the development of compliance and business strategies, ensuring they are in line with the planned overall strategy of GGB-Securities
- Carry out duties following internal policies and procedures in accordance with applicable laws, rules, regulations, good governance and Gallagher's shared values, in particular, putting clients at the heart of our business
- Bachelor's degree in law, finance, business administration, or a related field.
- Professional certification in compliance would be advantageous.
- Relevant knowledge of key French securities and investment regulations, concepts, requirements and environments
- Demonstrate solid experience or desire to operate in a regulatory environment
- A good understanding of the securities market
- Minimum of 3 years of experience in compliance, risk management, or a related field within the insurance industry.
- Ability to work independently and collaboratively with cross-functional teams
