Director, Compliance

il y a 2 semaines


Paris, Île-de-France MUFG Securities (Europe) N.V. (Paris Branch) Temps plein
Do you want your voice heard and your actions to count?

With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility.

Supports management and the wider MUFG Compliance department in establishing a compliance framework and in monitoring its efficiency and effectiveness and adherence to French and other applicable regulations.

Providing on-the ground advice and guidance on (French) regulatory requirements, policies, procedures and controls.
Promoting awareness, understanding and commitment to Compliance and provide training to staff.
Dealing with (ad hoc) information requests from regulators / authorities
Providing reports, monitoring services and training to Senior Management and staff in all business areas on non-financial regulatory conduct issues
Acting as a principal point of contact with regulators providing them with notifications and information that may be required from time to time co-ordinate and oversee the firm's compliance with, and policies and procedures for the effective management of, inside and confidential information

Take reasonable measures to remain aware of key market and regulatory developments and, where necessary, attend training in this regard.

Carry out management responsibilities (where applicable) in accordance with the firm's policies and procedures ensuring that all staff are fully trained and understand what is required of them in order to do their jobs effectively.

Proficient in both French and English

We support the principles of equality, diversity and inclusion in recruitment and employment, and oppose all forms of discrimination on the grounds of age, sex, gender, sexual orientation, disability, pregnancy and maternity, race, gender reassignment, religion or belief and marriage or civil partnership.


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