Compliance Advisory
il y a 4 semaines
Compliance Advisory – Markets (Equities)We are currently seeking an experienced and motivated Compliance Advisory professional to join a leading Paris-based Investment Bank within its Markets Compliance team. This role offers a unique opportunity to work at the centre of the trading floor, providing regulatory and conduct support to the bank’s Equities business across cash equities, derivatives, and structured products.As part of the Markets Compliance function, you will act as a trusted adviser to front office teams, helping to ensure the firm’s activities comply with French and EU regulatory requirements, including AMF, ESMA, and MAR obligations. You will play an integral part in advising on new products, transactions, and business initiatives, ensuring appropriate controls and governance are maintained throughout.The position requires a strong understanding of equities markets, trading practices, and regulatory frameworks, along with the ability to apply this knowledge pragmatically in a fast-moving environment. You will collaborate with colleagues in Legal, Risk, and Operations, as well as Compliance teams in London and other global locations, to deliver consistent regulatory coverage across business lines.Key Responsibilities:Provide day-to-day advisory support to the Equities trading and sales desks.Interpret and apply relevant regulatory rules, including AMF, MAR, MiFID II, and other applicable regimes.Advise on new product approvals, marketing materials, and business initiatives.Support monitoring, training, and internal policy development.Engage with regulators and internal stakeholders on conduct and control matters.Skills & Experience:Proven experience in Markets Compliance, ideally with a focus on Equities.Strong knowledge of European and French financial regulation.Excellent communication skills in English and French.Ability to influence and build relationships across front office and control functions.
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Compliance Advisory – EMIR
il y a 4 semaines
Greater Paris Metropolitan Region, France Campion Pickworth Temps pleinOur client, a boutique management consultancy, is expanding its Regulatory Reporting & Change practice and is seeking a Compliance Specialist with strong EMIR and MiFID expertise to support major regulatory transformation and compliance initiatives in Paris.This position sits at the core of clients’ regulatory, risk, and compliance programmes, working...
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Senior Compliance Officer Advisory
il y a 2 semaines
Paris, Île-de-France Natixis Corporate & Investment Banking Temps pleinde l'entrepriseInstitution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, fonds d'investissement, agences souveraines et supranationales une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de capitaux.Ses...
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Senior Compliance Officer Advisory
il y a 3 jours
Paris, France Natixis Corporate & Investment Banking Temps pleinSenior Compliance Officer Advisory (F/H) Poste basé à Paris avec la possibilité de télétravailler. En tant que Senior Compliance Officer Advisory, vous rejoignez l’équipe Compliance Banking Debt Financing (DCM/Financements structurés/Financements d’acquisition) et assurez la conformité des activités de financements infrastructure et énergie,...
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Senior Compliance Officer Advisory
il y a 3 jours
Paris, France Natixis CIB France Temps pleinDescription de l’entreprise Institution financière internationale de premier plan, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, fonds d’investissement, agences souveraines et supranationales une palette de services en conseil, investment banking, financements, banque commerciale et sur les...
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FX Compliance VP — Financial Markets Advisory
il y a 2 semaines
Paris, France Jobs via eFinancialCareers Temps pleinA global bank’s office in Paris is seeking a Compliance Vice President to ensure that compliance standards are maintained across front-office business areas. The ideal candidate will have 5–7 years of compliance advisory experience in financial markets, AMF certification, and a strong knowledge of derivatives and FX. This role offers competitive...
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Sanctions Compliance Officer Advisory Senior
il y a 6 jours
Paris, France Natixis Temps plein**Company Description**: Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide. Our teams of experts in close to 30...
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VP, Compliance – Financial Markets
il y a 2 semaines
Paris, France Eton Clarke Temps pleinA global banking advisory firm in Paris seeks a VP in Compliance with expertise in capital markets. The ideal candidate will have 5–7 years of compliance advisory experience, an AMF certification, and a relevant degree. Responsibilities include guiding regulatory teams, maintaining compliance standards, and fostering a strong compliance culture. The role...
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Compliance Advisory Officer, Global Markets France
il y a 16 heures
Paris, France HSBC Temps plein-Description de l'emploi **The opportunity: Compliance Advisory Manager, Global Markets France & Continental Europe** At HSBC, we’re a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading...
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VP, Compliance — Financial Markets
il y a 2 semaines
Paris, France Eton Clarke Temps pleinA global bank in Paris is seeking a VP in Compliance to provide advisory support across front-office business areas. The candidate will guide teams on regulatory requirements and embed a strong compliance culture. Requirements include 5–7 years of experience in compliance advisory within financial markets and AMF certification. The role offers competitive...
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Compliance Manager
il y a 2 semaines
Paris, France JCW Search Temps pleinMy client, a global and independent private capital advisor in full expansion, is currently looking for a compliance manager for their Paris office. With 200 people around the world and having raised and advised on more than $409 billion in fund placement and secondary advisory transactions, this is a great opportunity to join a hard-working and...
