Compliance & Conduct Risk VP

il y a 3 heures


Paris, France Selby Jennings Temps plein

Title: Compliance & Conduct Risk VP - Captial Markets
Company: Investment Banking
Location: Paris, France

About

This role offers a chance to take on a vital and prominent position at our Paris branch. You will serve as a trusted advisor to the business, aiding management in understanding and managing regulatory compliance and conduct risks. Your expertise and specialized knowledge will be highly valued as you work closely with the business to earn their trust, confidence, and respect.

The Role

As part of our European Compliance & Conduct team, you will operate in a second line of defence role, primarily overseeing regulatory compliance and conduct for our operations in France. You will provide support, advice, management information, and escalate issues to senior management, guiding them on risk management and recommending actions to achieve their commercial and strategic goals.

You will also assist with interactions with local regulatory bodies on compliance matters and support the local compliance and conduct governance framework.

Responsibilities

  • Developing and maintaining a local compliance and conduct governance framework, offering advice to meet regulatory requirements and addressing compliance and conduct risks related to business initiatives, projects, and transactions.
  • Identifying potential or actual compliance and conduct risks, ensuring proper escalation, remediation, and mitigation to manage risks within acceptable limits, including management reporting and escalation as needed.
  • Assisting with the monitoring and testing of business systems and controls, providing oversight of compliance control effectiveness, and ensuring regular compliance with relevant rules and regulations.
  • Establishing and maintaining local training and awareness programs.

Skills & Qualifications

To excel in this role, you need a thorough understanding of EU and local regulations, legislation, and codes of practice relevant to the licenses held. You should be able to interpret these to support policy and procedure development.

Experience interacting with regulators, along with excellent interpersonal and communication skills, both verbal and written, is essential. Fluency in French and English is required.

Additionally, you should have:

  • Extensive knowledge of investment banking and financial markets services from working within a compliance function.
  • The ability to analyze multiple data sources to make informed, risk-based decisions and solutions.
  • Experience in writing reports for all levels, including executive and board, and the ability to verbally present and discuss the content.

Looking forward to hearing from you


  • Compliance & Conduct Risk VP

    il y a 1 semaine


    Paris, France Selby Jennings Temps plein

    Title: Compliance & Conduct Risk VP - Captial Markets Company: Investment BankingLocation: Paris, France About This role offers a chance to take on a vital and prominent position at our Paris branch. You will serve as a trusted advisor to the business, aiding management in understanding and managing regulatory compliance and conduct risks. Your...

  • Compliance & Conduct Risk VP

    il y a 13 heures


    Paris, France Selby Jennings Temps plein

    Title: Compliance & Conduct Risk VP - Captial Markets Company: Investment BankingLocation: Paris, France AboutThis role offers a chance to take on a vital and prominent position at our Paris branch. You will serve as a trusted advisor to the business, aiding management in understanding and managing regulatory compliance and conduct risks. Your expertise and...

  • Compliance & Conduct Risk VP

    il y a 12 heures


    Paris, France Selby Jennings Temps plein

    Title: Compliance & Conduct Risk VP - Captial Markets Company: Investment BankingLocation: Paris, France AboutThis role offers a chance to take on a vital and prominent position at our Paris branch. You will serve as a trusted advisor to the business, aiding management in understanding and managing regulatory compliance and conduct risks. Your expertise and...

  • Compliance & Conduct Risk Vp

    il y a 14 heures


    Paris, France Selby Jennings Temps plein

    Title: Compliance & Conduct Risk VP - Captial Markets Company: Investment Banking Location: Paris, France About This role offers a chance to take on a vital and prominent position at our Paris branch. You will serve as a trusted advisor to the business, aiding management in understanding and managing regulatory compliance and conduct risks. Your...

  • Vice President Compliance

    il y a 12 heures


    Paris, France Phaidon International Temps plein

    Title: Compliance & Conduct Risk VP Company: Investment Bank Location: Paris, FranceAboutThis role offers a chance to take on a vital and prominent position at our Paris branch. You will serve as a trusted advisor to the business, aiding management in understanding and managing regulatory compliance and conduct risks. Your expertise and specialized knowledge...

  • Compliance Advisor

    il y a 1 semaine


    Paris, France Jacobson Garner Temps plein

    Are you a seasoned compliance professional with deep expertise in Fixed Income markets? Our leading Paris-based Investment Bank is seeking a dynamic and experienced Fixed Income Compliance Advisory VP to join the Compliance team. This role offers the opportunity to work across multiple asset classes, including Credit, Rates, and FX, in a fast-paced and...


  • Paris, France Eton Clarke Temps plein

      As a Credit Analyst, you will support the design, execution, and oversight of the branch’s credit risk management framework. Your work will include analyzing credit portfolios, monitoring risk metrics, and ensuring compliance with regulatory standards. You will play a critical role in advising on credit risk strategy, maintaining portfolio health, and...

  • GRC Engineer

    il y a 1 semaine


    Paris, France Revevol Group Temps plein

    The Revevol Group is a cloud solutions specialist. In the past 10 years it transformed itself from a top Google Workspace reseller and deployment partner into a software editor by creating powerful software products to further help and develop our customers. These products have been funded by the Group’s own profits, and incorporated into subsidiaries...

  • Compliance Advisory

    il y a 5 jours


    Paris, France Black Swan Group Temps plein

    Leading banking name seeks two compliance advisory professionals to join their markets team. One sitting on the FICC side (ideally credit/commodities but open) and one on the equities side. Key Responsibilities: Provide expert compliance advice to Front Office teams engaged in Fixed Income trading and sales activities, ensuring adherence to relevant...

  • Risk Manager

    il y a 15 heures


    Paris, France GravitHy Temps plein

    GravitHy in a nutshell The iron and steel industry plays a key role in the European economy, generating around 300,000 direct jobs and 1.6 million indirect jobs, with an estimated annual added value of €82 billion. However, this industry remains heavily reliant on fossil fuels, emitting nearly 190 million tons of CO2 each year, which represents about 5%...

  • Risk Manager

    il y a 13 heures


    Paris, France GravitHy Temps plein

    GravitHy in a nutshellThe iron and steel industry plays a key role in the European economy, generating around 300,000 direct jobs and 1.6 million indirect jobs, with an estimated annual added value of €82 billion. However, this industry remains heavily reliant on fossil fuels, emitting nearly 190 million tons of CO2 each year, which represents about 5% of...

  • Risk Manager

    il y a 3 heures


    Paris, France GravitHy Temps plein

    GravitHy in a nutshell The iron and steel industry plays a key role in the European economy, generating around 300,000 direct jobs and 1.6 million indirect jobs, with an estimated annual added value of €82 billion. However, this industry remains heavily reliant on fossil fuels, emitting nearly 190 million tons of CO2 each year, which represents about 5%...

  • Risk Manager

    il y a 15 heures


    Paris, France GravitHy Temps plein

    GravitHy in a nutshell The iron and steel industry plays a key role in the European economy, generating around 300,000 direct jobs and 1.6 million indirect jobs, with an estimated annual added value of €82 billion. However, this industry remains heavily reliant on fossil fuels, emitting nearly 190 million tons of CO2 each year, which represents about 5% of...

  • Compliance Advisory

    il y a 1 semaine


    Greater Paris Metropolitan Region, France Black Swan Group Temps plein

    Leading banking name seeks two compliance advisory professionals to join their markets team. One sitting on the FICC side (ideally credit/commodities but open) and one on the equities side. Key Responsibilities: Provide expert compliance advice to Front Office teams engaged in Fixed Income trading and sales activities, ensuring adherence to relevant laws,...

  • Senior Compliance Officer

    il y a 14 heures


    Paris, France Worldline Temps plein

    Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5 continents. And just as we help our customers accelerate...


  • Paris, France AirFund Temps plein

    AirFund est un fournisseur de solutions SaaS et d’une place de marché digitale B2B pour les fonds de marchés privés (capital investissement, dettes privées, immobilier, infrastructure) qui a pour mission de démocratiser l’accès aux marchés privés pour les clients privés et retail. AirFund favorise également la mise en relation des gérants de...

  • Risk Manager

    il y a 6 jours


    Paris, France QSRP Temps plein

    We are seeking a skilled and motivated Risk Manager to develop and lead our risk management function. The ideal candidate, reporting to the Head of Corporate Finance at QSRP, will play a key role in creating and implementing robust risk management processes, identifying potential risks, and ensuring QSRP company’s and its local entities financial stability...

  • Risk Manager

    il y a 7 jours


    Paris, France QSRP Temps plein

    We are seeking a skilled and motivated Risk Manager to develop and lead our risk management function. The ideal candidate, reporting to the Head of Corporate Finance at QSRP, will play a key role in creating and implementing robust risk management processes, identifying potential risks, and ensuring QSRP company’s and its local entities financial stability...

  • Risk Manager

    il y a 1 semaine


    Greater Paris Metropolitan Region, France GravitHy Temps plein

    GravitHy in a nutshell The iron and steel industry plays a key role in the European economy, generating around 300,000 direct jobs and 1.6 million indirect jobs, with an estimated annual added value of €82 billion. However, this industry remains heavily reliant on fossil fuels, emitting nearly 190 million tons of CO2 each year, which represents about 5%...

  • Risk Manager

    il y a 17 heures


    Greater Paris Metropolitan Region, France GravitHy Temps plein

    GravitHy in a nutshellThe iron and steel industry plays a key role in the European economy, generating around 300,000 direct jobs and 1.6 million indirect jobs, with an estimated annual added value of €82 billion. However, this industry remains heavily reliant on fossil fuels, emitting nearly 190 million tons of CO2 each year, which represents about 5% of...