Compliance Advisory Officer

The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands.

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Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries.  We are 5,300 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.
Role OverviewThe Compliance team is responsible for proactively engaging with the business to provide clear advice and support to:  Ensure the group continues to meet all applicable regulatory requirements; Protect the group and its staff from regulatory sanction; and Maintain its reputation as an IDB which acts with honesty, integrity, respect and excellence. The Compliance Advisory Officer will work as a member of the Compliance team, based in TP ICAP's offices, and report directly to the Compliance Manager to foster a strong compliance culture across TP ICAP's companies, with particular responsibility for the Paris and continental European divisions of the business.
The role is primarily advisory in nature, spanning conduct of business, regulatory guidance, training, and compliance-related strategic support.

The primary objective of the role will be to act as a trusted advisor to the business, working with leadership across the functions to embed regulatory requirements into day-to-day operations and to improve the effectiveness and efficiency of the Compliance function. Role Responsibilities  SupporttheComplianceManagerindrivingtheCompliancefunction'sstrategy,culture,andadvisoryactivities.
Deliverpractical,risk-basedregulatoryadvicetothebusinessacrossConduct,Markets,andWholesaleFinancialServicesregulations.
Actasatrustedadvisorandprimarypointofcontactforday-to-dayregulatoryqueries,providingtimelyandpragmaticguidance.
AdviseontheimplementationandongoingapplicationofMiFIDII/MiFIRandotherregulatorydevelopments,assessingbusinessimpactsandrequiredactions.
SupporttheoversightofTPICAP'sEuropeanoperationstoensurecompliancewithapplicableregulatoryrequirements.
Identifyemergingregulatoryrisksandworkwithstakeholderstoimplementeffectivemitigationstrategies.
PartnerwithRisk,Legal,andothercontrolfunctionstomaintainacoordinatedandeffectivecontrolframework.
Assistinthedesign,implementation,enhancement,andembeddingofcompliancecontrols,policies,andprocedures.
Supportbusinessandfunctionalteamsindevelopingefficient,sustainableoperatingmodelsandcontrolenvironments.
Providecomplianceinputintostrategicinitiatives,regulatoryprojects,businesschangeprogrammes,andnewbusinessactivities.
Trackandsupporttheremediationofcompliance,audit,regulatory,andcontrol-relatedactions.
Produceandcontributetomanagementinformation,governancereporting,andregulatoryreportingasrequired.
Buildandmaintainstrongrelationshipswithseniormanagement,businessleaders,regulators,auditors,andkeyinternalstakeholders.
RepresentComplianceatgovernanceforums,committees,andworkinggroups.
DeliverCompliancetrainingandawarenessinitiativesacrossthebusiness.
Reviewmonitoringoutcomesandhelpensuretimelyresolutionofidentifiedissues.
SupportcomplianceoversightacrossEMEAlocations,promotingconsistentstandardsandpractices.
Undertakeprojectworkandadditionalresponsibilitiesasrequiredbythebusiness.
Traveloccasionallywithintheregionasrequired.​Experience / Competences  EssentialSignificant experience within Compliance, Regulatory Advisory, or Financial Services Regulatory Law.
Proven ability to provide clear, practical regulatory advice and influence business decision-making.
Strong knowledge of MiFID II/MiFIR and the broader European regulatory framework applicable to wholesale financial markets.
Experience interpreting regulatory guidance and external legal advice, translating requirements into practical business solutions.
Demonstrated success in managing complex compliance initiatives and delivering positive stakeholder outcomes.
Strong understanding of wholesale financial markets, including interdealer broking and market structure.
Experience identifying regulatory risks and designing proportionate controls and risk mitigation measures.
Ability to partner effectively with senior stakeholders to implement regulatory and strategic initiatives.
Strong analytical and problem-solving skills, with the ability to balance regulatory obligations against commercial considerations.
Excellent verbal, wri