Compliance & Conduct Risk Officer

Risk Oversight & Challenge, Control, Oversight & Assurance Compliance & Conduct Risk Officer Closing date for applications: 18/11/2024 Location: Paris, France Type: Permanent, Full Time #R-00244540 Join us as a Compliance & Conduct Officer. This is an opportunity to take on a critical and high-profile role for our NatWest Markets Paris branch. We’ll...

Join us as a Compliance & Conduct Officer - This is an opportunity to take on a critical and high-profile role for our NatWest Markets Paris branch - We’ll look to you to act as a trusted adviser to the business and support management in its understanding and ownership of regulatory compliance and conduct risks - You’ll be recognised for your expertise...

Join us as a Compliance & Conduct Officer This is an opportunity to take on a critical and high-profile role for our NatWest Markets Paris branch We’ll look to you to act as a trusted adviser to the business and support management in its understanding and ownership of regulatory compliance and conduct risks You’ll be recognised for your expertise and...

Join us as a Compliance & Conduct OfficerThis is an opportunity to take on a critical and high-profile role for our NatWest Markets Paris branchWe’ll look to you to act as a trusted adviser to the business and support management in its understanding and ownership of regulatory compliance and conduct risksYou’ll be recognised for your expertise and...

TSAF est une société française de _brokerage_, appartenant au groupe Viel l’un des leaders mondiaux en matière d’intermédiation financière auprès de clients institutionnels (Inter-dealer Broker). TSAF recherche un **Compliance & Risk officer (H/F)** Principales missions: - Prise en charge du contrôle interne sur la partie déontologie, lutte...

Job Description As a Compliance Officer with Natixis, you will play a key role in ensuring the Central Compliance Regulatory Conduct team adheres to global financial regulations. Your daily duties will include ensuring central supervision and coordination of the global management system, developing an integrated vision of conduct risks, and coordinating...

Reporting to the Chief Compliance Officer, the Risk Officer provides support in the function of Risk Management by advising the SFS Board and SFS Senior Management on any potential risks that may threaten the operations of the Financial Services (Payment Institution). The Risk Officer will identify, assess threats and come up with preventive measures and...

This role is required to lead on the governance, execution and reporting of the Compliance Monitoring Plan while ensuring that the Compliance Monitoring function is effective in its duties as an independent second line of defence function to monitor the adequacy and effectiveness of the Bank’s processes and controls to mitigate its compliance risks and...

About Jeito CapitalFounded and managed by Dr Rafaèle Tordjman, MD PhD, Jeito Capital is a global leading Private Equity fund with a patient benefit driven approach that finances and accelerates the development and growth of ground-breaking medical innovation. Jeito empowers and supports entrepreneurs through its expert, integrated, multi-talented team and...

About Jeito CapitalFounded and managed by Dr Rafaèle Tordjman, MD PhD, Jeito Capital is a global leading Private Equity fund with a patient benefit driven approach that finances and accelerates the development and growth of ground-breaking medical innovation. Jeito empowers and supports entrepreneurs through its expert, integrated, multi-talented team and...

About FiptoFipto is a B2B cross-border payments platform that enables businesses to send and receive fiat and digital currencies instantly around the world through blockchain rails.Our goal is to empower companies to effortlessly access financial services in a consistent, transparent, and secure way - regardless of the underlying requirements and...

Job DescriptionYou will work in the Central Compliance Regulatory Conduct team as a Compliance Officer. Your key responsibilities will include:Ensuring central supervision and coordination of the global management system of the Global Financial Services division, in connection with all stakeholders in the Three Lines of Defense.Developing an integrated and...

Job Title: Regulatory Conduct Compliance OfficerJob Summary:We are seeking a highly skilled Regulatory Conduct Compliance Officer to join our Global Financial Services Central Compliance team. As a key member of the team, you will be responsible for overseeing the reputational risk, conduct, and professional ethics system.Key Responsibilities:Coordinate...

Job Description You join the Central Compliance Regulatory Conduct team as a Compliance Officer. Your daily duties are to: Ensure central supervision and coordination of the global management system of the Global Financial Services (GFS) division, in connection with all stakeholders in the Three Lines of Defense (global businesses, international...

**Department**:Compliance - **Duration**:permanent contract - **Start Date**:as soon as possible - **Location**:Paris - **Salary**:As per Kepler Cheuvreux’ policy **KEPLER CHEUVREUX**: Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions,...

About this roleWe are seeking a highly skilled Compliance Officer to join our team at Société Générale. As a Compliance Officer, you will play a crucial role in ensuring that our business operations are conducted in accordance with relevant laws, regulations, and internal policies.Key responsibilitiesConduct annual Compliance risk assessments and develop...

**Job Title**:Compliance and Operational Risk Manager **Corporate Title**: Up to VP **Location**: Paris **Company Overview**: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

In the role of Head of Compliance at Selby Jennings, you will play a pivotal part in ensuring that our financial services institution adheres to all regulatory requirements. This involves fostering a culture of compliance across the business while collaborating with regulatory authorities and professional associations.Key Responsibilities:Develop and...

Jefferies GmbH, based in Frankfurt, Germany, is the continental European hub with offices in Madrid, Paris, Milan, Amsterdam, Stockholm, Cascais, Larnaka and Warsaw. **Team** Compliance Paris **Role** The Compliance Officer is responsible for general compliance topics of the Paris Branch and assists on general compliance topics for the Frankfurt...

**Company Description**: Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide. Our teams of experts in 30...