Compliance Officer
Il y a 7 mois
This role is required to lead on the governance, execution and reporting of the Compliance Monitoring Plan while ensuring that the Compliance Monitoring function is effective in its duties as an independent second line of defence function to monitor the adequacy and effectiveness of the Bank’s processes and controls to mitigate its compliance risks and meet its regulatory obligations.
**Key Responsibilities**:
- Conduct regular compliance monitoring and control activities to assess adherence to regulatory requirements and internal policies.
- Monitor and control trading activities, transactions, and communications to identify potential compliance issues or regulatory breaches.
- Develop and implement comprehensive control frameworks to enhance compliance monitoring capabilities.
- Provide guidance and support to business units on compliance-related matters, including regulatory changes and risk mitigation strategies.
- Prepare detailed reports and documentation of compliance monitoring and control activities, findings, and recommendations for senior management and regulatory authorities.
- Collaborate with cross-functional teams, including Legal, Risk Management, and Internal Audit, to ensure alignment on compliance initiatives.
- Stay updated on regulatory developments, industry trends, and emerging risks to provide proactive insights and recommendations.
**Requirements**:
- Bachelor's degree in Law, Finance, Business, or related field.
- Proven experience in compliance roles within the financial services industry.
- Strong understanding of regulatory requirements, including MiFID II, MAR, EMIR, and AML/KYC regulations.
- Excellent analytical skills, with the ability to interpret complex regulatory requirements and assess compliance implications.
- Meticulous attention to detail and strong organizational skills, with the ability to manage multiple tasks and priorities effectively.
- Excellent communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels.
- Fluent in French.
**Keywords**: Eton Clarke, Compliance, Monitoring, Regulation, Control, Money Laundering, Surveillance, Reporting, Capital Markets, Risk Map, Financial Markets Regulations, Paris, French, Financial Crime, KYC
-
Compliance Officer
Il y a 5 mois
Paris, France Jefferies & Company, Inc. Temps pleinJefferies GmbH, based in Frankfurt, Germany, is the continental European hub with offices in Madrid, Paris, Milan, Amsterdam, Stockholm, Cascais, Larnaka and Warsaw. **Team** Compliance Paris **Role** The Compliance Officer is responsible for general compliance topics of the Paris Branch and assists on general compliance topics for the Frankfurt...
-
Compliance Officer
il y a 1 mois
Paris, Île-de-France Fipto Temps pleinAbout FiptoFipto is a B2B cross-border payments platform that enables businesses to send and receive fiat and digital currencies instantly around the world through blockchain rails.Our goal is to empower companies to effortlessly access financial services in a consistent, transparent, and secure way - regardless of the underlying requirements and...
-
Compliance Officer
il y a 4 semaines
Paris, Île-de-France Expectra Temps pleinRejoignez notre équipe en tant que Compliance OfficerMissionNotre client, un établissement bancaire réputé, recherche un Compliance Officer pour renforcer son équipe Sécurité Financière de la Conformité. Cette mission est un excellent opportunity d'intégrer une équipe dynamique et de contribuer à des missions complexes.ResponsabilitésGestion des...
-
Partner Compliance Counsel
Il y a 3 mois
Paris, France Sovos Compliance Temps plein**Build your future with Sovos.** If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionising how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than...
-
Compliance Officer
Il y a 6 mois
Paris, France Moody's Temps pleinMoody’s is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don’t meet every single requirement, please apply! You may be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. ...
-
Compliance Officer
Il y a 2 mois
Paris, Ile-de-France JEITO Temps pleinAbout Jeito CapitalFounded and managed by Dr Rafaèle Tordjman, MD PhD, Jeito Capital is a global leading Private Equity fund with a patient benefit driven approach that finances and accelerates the development and growth of ground-breaking medical innovation. Jeito empowers and supports entrepreneurs through its expert, integrated, multi-talented team and...
-
Compliance Officer
Il y a 2 mois
Paris, France JEITO Temps pleinAbout Jeito CapitalFounded and managed by Dr Rafaèle Tordjman, MD PhD, Jeito Capital is a global leading Private Equity fund with a patient benefit driven approach that finances and accelerates the development and growth of ground-breaking medical innovation. Jeito empowers and supports entrepreneurs through its expert, integrated, multi-talented team and...
-
Compliance Officer
Il y a 3 mois
Paris, France Kepler Cheuvreux Temps plein**Department**:Compliance - **Duration**:permanent contract - **Start Date**:as soon as possible - **Location**:Paris - **Salary**:As per Kepler Cheuvreux’ policy **KEPLER CHEUVREUX**: Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions,...
-
AML Compliance Officer
il y a 1 mois
Paris, Île-de-France Western Union Temps pleinJob Title: AML Compliance OfficerJob Summary:Western Union is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the smooth operation of our compliance program, conducting network compliance checks and training, and detecting and reporting suspicious...
-
Compliance Officer
il y a 1 mois
Paris, France Odaseva Temps plein**About Odaseva**: - Odaseva helps Salesforce enterprises protect and secure their most valuable asset - data. - With the Odaseva Enterprise Data Security Platform, data-driven enterprises can secure critical Salesforce data against evolving threats, maintain operational integrity, and comply with data regulations. - Global Fortune 500 companies like LVMH,...
-
Senior Compliance Officer
il y a 1 mois
Paris, Île-de-France Natixis Investment Managers Temps pleinDescription de l'entrepriseNatixis Investment Managers est un leader mondial dans la gestion d'actifs, avec plus de 1 000 milliards d'euros d'actifs sous gestion. Nous proposons une gamme de solutions diversifiées pour répondre aux besoins de nos clients, notamment des stratégies et des produits innovants répondant aux critères...
-
Compliance Officer
Il y a 5 mois
Paris, France Odaseva Temps plein**We are the #1 Enterprise Data Security Platform for Salesforce** Odaseva is the only platform built specifically to help the world's largest and most ambitious Salesforce customers keep their data secured, compliant, and agile. We are backed by Salesforce Ventures and are proudly one of the top 5% of ISV partners in the Salesforce ecosystem. Fortune 500...
-
Senior Compliance Officer Advisory
il y a 4 semaines
Paris, Île-de-France Natixis Temps pleinJob SummaryWe are seeking a highly skilled Senior Compliance Officer Advisory to join our Compliance Banking Debt Financing team in Paris.This role involves ensuring compliance coverage of infrastructure and energy finance, real estate and aviation, acquisition finance, debt capital markets, and capital structure and rating advisory.The ideal candidate will...
-
Senior Compliance Monitoring Officer
Il y a 5 mois
Paris, France BCP Partners Temps pleinTasks The Senior Compliance Monitoring Officer will have to design, update and supervise performance of recurring 2nd level controls for Group Compliance, as well as to supervise controls carried out as part of compliance reviews and especially: - Design and update as necessary recurring internal controls (2nd level) to be conducted by Group Compliance to...
-
Compliance Officer
Il y a 3 mois
Paris, France Fipto Temps plein**Who Are We?** Fipto is a B2B cross-border payments platform that enables businesses to **send and receive fiat and digital currencies instantly around the world** through blockchain rails. Our goal is to **empower companies** to effortlessly access financial services in a consistent, transparent, and secure way - regardless of the underlying requirements...
-
Compliance Officer
Il y a 6 mois
Paris 19e, France Start People PARIS TERTIAIRE Temps plein**Description du poste**: Vos missions en tant que Compliance Officer: - Participation aux processus Compliance - Sanctions Internationales et embargos, AML/FT, KYC - Répondre aux demandes des équipes contrôles - Participation aux missions ponctuelles dévolues à la Compliance. **Profil recherché**: Vous êtes titulaire d'un BAC+4 à BAC+5 et disposez...
-
Compliance Officer
Il y a 6 mois
Paris, France Euronext Temps pleinOverview of EuronextEuronext’s purpose is to shape capital markets for future generations. As such, Euronext has a special position in the financial ecosystem. It serves the real economy by bringing together buyers and sellers in transparent, efficient and reliable trading venues. In this key role, Euronext has a responsibility to the whole finance...
-
07. Compliance Officer
Il y a 5 mois
Paris, France ABC arbitrage Temps pleinNous sommes des passionnés de technologie, nous **développons des stratégies de trading** quantitatives et systématiques qui traitent sur de nombreuses classes d'actifs et sur l'ensemble des places financières mondiales. La technologie, la recherche et la data sont les piliers de notre métier. Nous nous distinguons par notre culture basée sur la...
-
Compliance Officer
Il y a 5 mois
Paris 19e, France DEFITECHNOLOGY Temps pleinVos missions pour le poste de compliance officer sont: - Participation aux processus Compliance : Sanctions Internationales et embargos, AML/FT, KYC, - Répondre aux demandes des équipes contrôles, - Participation aux missions ponctuelles dévolues à la Compliance. Type d'emploi : Intérim Durée du contrat : 2 mois Salaire : 25 000,00€ à...
-
Compliance Officer
Il y a 5 mois
Paris, France Alma Temps pleinThe compliance officer's job also involves issuing opinions on new products, services or new customers of the bank. He or she also transposes the rules into internal tools and procedures to facilitate their implementation and automate them as much as possible. Ensuring a competitive watch on best practices, he or she keeps abreast of new procedures. **About...
