Compliance & Legal Officer
il y a 1 semaine
RiverBank is a specialised lender dedicated to financing Small and Medium Enterprises and Real Estate firms in the Netherlands and France.
RiverBank’s mission is to combine the best of the fintech and banking world. As experienced bankers, we commit the bank's balance sheet to grant loans which we analyse using a fundamental credit approach. As a fintech player, we digitally source, process and monitor the loans. Riverbank is growing fast both organically and through acquisitions.
As a young company, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team work. RiverBank will offer an entrepreneurial environment within the regulatory banking framework - a place for people to learn, to achieve and grow. Our culture will promote diversity and individual perspectives in an international environment, represented by more than 10 nationalities.
**Compliance Responsibilities**:
- Performing independent AML-KYC reviews
- Covering customer screening (quality assurance), and transaction monitoring and reporting
- Supporting the CCO-MLRO in preparing investigations, reports and recommendations on suspicious activities and transactions
- Providing compliance expertise and advice to Sales and Credit team
- Executing controls of the Compliance Monitoring Plan
- Ensure appropriate screening, scoring and transaction monitoring, including development and/or implementation of monitoring processes and solutions (e.g., automated vs. manual processes, thresholds and other parameters);
- Ensure local AML-related issues requiring Corrective Action Plans are resolved in a timely manner
- Monitoring and updating the Bank´s AML/CTF framework, including local requirements
- Assisting in the development and execution of Compliance training programs
**Legal Responsibilities**:
- Drafting loan and security documentation under French law
- Assisting with security registrations and coordination with notaries
- Reviewing non-disclosure agreements, supplier agreements, partnership agreements and other contracts supporting the operations of the bank
- Assisting in corporate governance and corporate law matters
- Coordinating with outside counsel in disputes and restructuring matters
**Skills required**
- Masters degree in law, finance, business management, or related fields
- 3 - 5 years´ proven experience in a compliance/legal role
- Good knowledge of legal requirements and procedures
- Excellent oral and written communication skills both, in English and French
- Experience in drafting contracts
- Ability to work in a multicultural environment with a wide range of different stakeholders
- Knowledge of IT (e.g. data management systems, data quality checks)
- Can-do mentality and ability to think out of the box
- Excellent collaboration skills and ability to work across functional and geographic lines
- Under normal conditions, occasional travels may be required within the head-office in Luxembourg and in other branches
- A Certificate of good conduct (Casier judiciaire, Polizeiliches Führungszeugnis) will be required in case of positive selection
**Education**:
- Master's (required)
**Experience**:
- Compliance/Legal: 3 years (required)
**Language**:
- English (required)
- French (required)
-
Legal & Compliance Officer
Il y a 2 mois
Paris 8e, France Riverbank S.A. French Branch Temps pleinRiverBank’s mission is to be the digital bank that makes financing to SMEs and Real Estate professionals easy. From our offices in Amsterdam, Paris and head-office in Luxemburg we act as a niche lending specialist. Our core focus is to grant loans to Small and Medium Enterprises and Real Estate Investors in Europe using a fast, flexible and reliable IT...
-
Legal Counsel
il y a 4 semaines
Paris, France Alibaba Cloud Careers Temps pleinWe seek to hire a Legal Counsel / Compliance Officer – Alibaba Cloud who will be a key member of the growing international legal and compliance team supporting Alibaba Cloud’s rapid expansion around the world. Alibaba Cloud now has data centers in Singapore, US, UK, Germany, Australia, UAE (Dubai), Saudi Arabia, Japan, South Korea, India, Indonesia,...
-
Legal Counsel
il y a 4 semaines
Paris, Ile-de-France Alibaba Cloud Temps pleinWe seek to hire a Legal Counsel / Compliance Officer – Alibaba Cloud who will be a key member of the growing international legal and compliance team supporting Alibaba Cloud’s rapid expansion around the world. Alibaba Cloud now has data centers in Singapore, US, UK, Germany, Australia, UAE (Dubai), Saudi Arabia, Japan, South Korea, India, Indonesia,...
-
Legal Counsel
il y a 4 semaines
Paris, France Alibaba Cloud Temps pleinWe seek to hire a Legal Counsel / Compliance Officer – Alibaba Cloud who will be a key member of the growing international legal and compliance team supporting Alibaba Cloud’s rapid expansion around the world. Alibaba Cloud now has data centers in Singapore, US, UK, Germany, Australia, UAE (Dubai), Saudi Arabia, Japan, South Korea, India, Indonesia,...
-
Legal Counsel
il y a 4 semaines
Paris, France Alibaba Cloud Temps pleinWe seek to hire a Legal Counsel / Compliance Officer – Alibaba Cloud who will be a key member of the growing international legal and compliance team supporting Alibaba Cloud’s rapid expansion around the world. Alibaba Cloud now has data centers in Singapore, US, UK, Germany, Australia, UAE (Dubai), Saudi Arabia, Japan, South Korea, India, Indonesia,...
-
Legal Counsel
il y a 2 semaines
Paris, France Alibaba Cloud Temps pleinWe seek to hire a Legal Counsel / Compliance Officer – Alibaba Cloud who will be a key member of the growing international legal and compliance team supporting Alibaba Cloud’s rapid expansion around the world. Alibaba Cloud now has data centers in Singapore, US, UK, Germany, Australia, UAE (Dubai), Saudi Arabia, Japan, South Korea, India, Indonesia,...
-
Legal Counsel
il y a 2 semaines
Paris, France Alibaba Cloud Temps pleinWe seek to hire a Legal Counsel / Compliance Officer – Alibaba Cloud who will be a key member of the growing international legal and compliance team supporting Alibaba Cloud’s rapid expansion around the world. Alibaba Cloud now has data centers in Singapore, US, UK, Germany, Australia, UAE (Dubai), Saudi Arabia, Japan, South Korea, India, Indonesia,...
-
Legal & Compliance Project Manager
Il y a 2 mois
Paris 8e, France Horizon Software Temps plein**Horizon Software ?** Depuis plus de 20 ans, nous sommes au service de plus de 70 clients à travers 26 pays en leur fournissant des logiciels modulaires et adaptables. Horizon est l'un des pionniers sur le secteur des marchés financiers grâce à sa technologie de pointe. Nous nous appuyons, pour cela, sur les dernières technologies de l’industrie...
-
Compliance Officer Min 5 Ans
il y a 6 jours
Paris, France FED Legal Temps plein**Alice de Moratti, Consultante Executif au sein du cabinet Fed Légal spécialisé dans les métiers juridiques et fiscaux, recrute pour l'un de ses clients, acteur majeur du secteur des énergies renouvelables, un(e) Compliance Officer justifiant d'au moins 5 ans d'expérience. Il s'agit d'une création de poste.** **Votre fonction**: Rattaché(e) au...
-
Legal & Compliance (Internship)
il y a 6 jours
Paris 10e, France Luko Temps plein6 months internship minimum based in Paris_ As a Legal & Compliance intern, you will be part of our international legal team based in France & Germany) and work closely with the Compliance officer and Legal lead in France. **Your mission in the team?** The legal and compliance team is led by the Head of the legal and compliance group based in Berlin and...
-
Internship - Compliance Officer (H/F) - September
Il y a 2 mois
Paris 8e, France Tikehau Capital Temps plein**Missions**: - [FR]_ Vous rejoindrez une équipe jeune et dynamique, composée de cinq compliance officers et placée sous la responsabilité du Head of Compliance de Tikehau Investment Management. L'équipe de conformité est une fonction indépendante qui identifie, évalue et contrôle le risque de conformité de Tikehau IM. Ce risque est défini...
-
Compliance Officer
Il y a 2 mois
Paris 8e, France Riverbank S.A. French Branch Temps pleinRiverBank’s mission is to be the digital bank that makes financing to SMEs and Real Estate professionals easy. From our offices in Amsterdam, Paris and head-office in Luxemburg we act as a niche lending specialist. Our core focus is to grant loans to Small and Medium Enterprises and Real Estate Investors in Europe using a fast, flexible and reliable IT...
-
Trade Compliance Legal Counsel
il y a 4 semaines
Paris, France TechnipFMC Temps pleinTrade Compliance Legal Counsel Location: Paris, FR Kongsberg, NO Aberdeen, GB London, GB Houston, TX, US Oslo, NO Employment type: Employee Place of work: Hybrid Offshore/Onshore: Onshore TechnipFMC is committed to driving real change in the energy industry. Our ambition is to build a sustainable future through relentless innovation and global...
-
Trade Compliance Legal Counsel
il y a 2 semaines
Paris, France TechnipFMC Temps pleinTrade Compliance Legal Counsel Location: Paris, FR Kongsberg, NO Aberdeen, GB London, GB Houston, TX, US Oslo, NO Employment type: Employee Place of work: Hybrid Offshore/Onshore: Onshore TechnipFMC is committed to driving real change in the energy industry. Our ambition is to build a sustainable future through relentless innovation and global...
-
Trade Compliance Legal Counsel
il y a 3 heures
Paris, France TechnipFMC Temps pleinTrade Compliance Legal Counsel Location: Paris, FR Kongsberg, NO London, GB Houston, TX, US Aberdeen, GB Oslo, NO Employment type: Employee Place of work: Hybrid Offshore/Onshore: Onshore TechnipFMC is committed to driving real change in the energy industry. Our ambition is to build a sustainable future through relentless innovation and global...
-
Compliance Officer
il y a 2 semaines
Paris, France Varenne Capital Partners Temps pleinCompliance OfficerVarenne Capital Partners is a global hedge fund with over 3 billion dollars of assets under management. We strive to achieve this goal by employing proprietary research and combining complementary investment frameworks in a single strategy: Long Equity, Short Equity, Merger Arbitrage and Tail Risk Hedging. It is the opportunity for you to...
-
Compliance Officer
il y a 3 semaines
Paris, France Varenne Capital Partners Temps pleinCompliance OfficerVarenne Capital Partners is a global hedge fund with over 3 billion dollars of assets under management. We strive to achieve this goal by employing proprietary research and combining complementary investment frameworks in a single strategy: Long Equity, Short Equity, Merger Arbitrage and Tail Risk Hedging. It is the opportunity for you to...
-
Senior Compliance Monitoring Officer
il y a 2 semaines
Paris, France BCP Partners Temps pleinTasks The Senior Compliance Monitoring Officer will have to design, update and supervise performance of recurring 2nd level controls for Group Compliance, as well as to supervise controls carried out as part of compliance reviews and especially: - Design and update as necessary recurring internal controls (2nd level) to be conducted by Group Compliance to...
-
Legal Officer
il y a 4 jours
Paris, France swan.io Temps plein**About**: Swan, a European fintech company, is the easiest way to embed banking features into your product. This can be called “Banking-as-a-Service” or “Embedded banking”. We built Swan so that anyone can start embedding banking features within just minutes of visiting our website. Swan is truly fast and easy to use. Swan already has 100+...
-
Esg & Compliance Officer
Il y a 2 mois
Paris 8e, France Tikehau Capital Temps plein**Missions**: **Brief Role Objective**: - To assist the Head of Compliance in overseeing the ESG & Compliance function of Tikehau Investment Management and its branches. **Key Responsibilities**: - Establishing and maintaining appropriate policies and procedures, consistent with group standards. - Reviewing and maintaining systems and controls which are...
