Legal & Compliance Officer

il y a 3 semaines

Paris e, France Riverbank S.A. French Branch Temps plein

RiverBank’s mission is to be the digital bank that makes financing to SMEs and Real Estate professionals easy.

From our offices in Amsterdam, Paris and head-office in Luxemburg we act as a niche lending specialist. Our core focus is to grant loans to Small and Medium Enterprises and Real Estate Investors in Europe using a fast, flexible and reliable IT platform.

RiverBank operates under a full and universal European Banking Licence delivering a one-stop shop approach in the entire EU.

As a young company, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team work. RiverBank will offer an entrepreneurial environment within the regulatory banking framework - a place for people to learn, to achieve and grow. Our culture will promote diversity and individual perspectives in an international environment, represented by more than 10 nationalities.

**Legal Responsibilities**:

- Drafting loan and security documentation under French law
- Assisting with security registrations and coordination with notaries
- Reviewing non-disclosure agreements, supplier agreements, partnership agreements and other contracts supporting the operations of the bank
- Assisting in corporate governance and corporate law matters
- Coordinating with outside counsel in disputes and restructuring matters

**Compliance Responsibilities**:

- Performing independent AML-KYC reviews
- Covering customer screening (quality assurance), and transaction monitoring and reporting
- Supporting the CCO-MLRO in preparing investigations, reports and recommendations on suspicious activities and transactions
- Providing compliance expertise and advice to Sales and Credit team
- Executing controls of the Compliance Monitoring Plan
- Ensure appropriate screening, scoring and transaction monitoring, including development and/or implementation of monitoring processes and solutions (e.g., automated vs. manual processes, thresholds and other parameters);
- Ensure local AML-related issues requiring Corrective Action Plans are resolved in a timely manner
- Monitoring and updating the Bank´s AML/CTF framework, including local requirements
- Assisting in the development and execution of Compliance training programs

**Skills required**:

- Masters degree in law, finance, business management, or related fields
- 3 - 5 years´ proven experience in a compliance/legal role
- Good knowledge of legal requirements and procedures
- Excellent oral and written communication skills both, in English and French
- Experience in drafting contracts
- Ability to work in a multicultural environment with a wide range of different stakeholders
- Knowledge of IT (e.g. data management systems, data quality checks)
- Can-do mentality and ability to think out of the box
- Excellent collaboration skills and ability to work across functional and geographic lines
- Under normal conditions, occasional travels may be required within the head-office in Luxembourg and in other branches
- A Certificate of good conduct (Casier judiciaire, Polizeiliches Führungszeugnis) will be required in case of positive selection

**Education**:

- Master's (required)

**Experience**:

- Legal: 3 years (required)

**Language**:

- English (required)
- French (required)

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