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Business Segment: Insurance & Asset Management This role is not open to relocation. Only candidates who have residency and right to work in Jersey can be considered. To maintain risk and compliance oversight mechanisms within the Investment Division to ensure that the business operates in accordance with agreed risk parameters and in compliance with regulatory requirements of the Investment Business and Funds Services Business licences, by supporting the identification, analysis and management of risk arising from the investment operations, maintaining a coherent governance structure for division and undertaking routine risk responsibilities. Qualifications Diploma in Finance and Accounting Post Graduate Diploma in Finance and Accounting Experience Required 5 - 7 years experience in Asset Management The role requires at least 5 years of experience in the securities industry withthorough working knowledge of risk management and compliance, securities industry regulations, end to end processes and understanding of trade of paymentprocesses The role requires extensive overall experience in financial services. Key Outputs Provide input to the design of the investment division control framework and support the business in the establishment and maintenance of a robust controls’ environment Manage processes relating to breaches, incidents and complaints, review reports, inform relevant parties (3rd parties, Group Risk and Compliance) and follow up on outstanding reports and actions updates Undertake periodic client suitability reviews Maintain the central policies and procedures manual, and facilitate periodic review of teams’ procedures Prepare reports, collate papers, collate Key Risk Indicators, analyse risk data and provide insights for the investment services and Risk meetings #J-18808-Ljbffr
