Regulatory Compliance Director

Senior Director, Regulatory ComplianceIn this critical role, you will have the opportunity to work collaboratively with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and...

Senior Director, Regulatory ComplianceIn this critical role, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and...

Senior Director, Regulatory ComplianceIn this critical role, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and...

Regulatory Compliance Senior DirectorIn this critical role, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and oversee...

Regulatory Compliance Senior DirectorIn this critical role, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and oversee...

Regulatory Compliance Senior DirectorIn this critical role, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and oversee...

Regulatory Compliance Senior DirectorIn this critical role, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and oversee...

Compliance Director - Core Compliance and Risk ManagementPrincipal Financial Group is seeking a seasoned Compliance Director to lead our core compliance and risk management efforts. As a key member of our team, you will be responsible for ensuring our compliance program is robust, effective, and aligned with regulatory requirements.Key...

Regulatory Compliance RoleIn this critical position, you will have the opportunity to work closely with both US and Global offices to ensure compliance with regulatory requirements.Key Responsibilities:Review proposed funds and draft due diligence reportsCoordinate with outside counsel and develop desk proceduresComplete forensic testing and oversee...

Job SummaryWe are seeking a highly skilled Compliance Director to join our team at Principal Global Investors. As a key member of our compliance team, you will play a critical role in ensuring that our private funds compliance program is robust and effective.Key ResponsibilitiesDevelop and implement compliance policies and procedures to mitigate risks and...

Job Title: Compliance Director - Core Compliance and Risk AssessmentWe are seeking a highly experienced Compliance Director to lead our core compliance and risk assessment efforts. The ideal candidate will have extensive knowledge of regulatory requirements for SEC-registered investment advisers and deep experience implementing compliance and testing...

Job SummaryWe are seeking a highly skilled Compliance Director to join our team at Principal Global Investors. As a key member of our compliance team, you will play a critical role in ensuring that our private funds compliance program is robust and effective.Key ResponsibilitiesDevelop and implement compliance policies and procedures to mitigate risks and...

{"h3":{"text":"Job Summary:"}},We are seeking a seasoned Director of Compliance to lead our asset management compliance team. The ideal candidate will have extensive knowledge of regulatory requirements for SEC-registered investment advisers and have deep experience implementing compliance and testing programs, as well as familiarity with private funds,...

Job SummaryWe are seeking a highly skilled Compliance Director to support our Private Funds compliance program with both broker-dealer and investment adviser responsibilities. This role will provide compliance support for product development and distribution efforts in the global wealth channel, including real estate investment trusts and private funds.Key...

Job SummaryWe are seeking a highly skilled Director of Compliance to support our Private Funds compliance program with both broker-dealer and investment adviser responsibilities. This role will involve working with both US and Global offices to provide compliance support for product development and distribution efforts in the global wealth channel.Key...

Job SummaryWe are seeking a highly skilled Director of Compliance to support our Private Funds compliance program with both broker-dealer and investment adviser responsibilities. This role will provide compliance support for product development and distribution efforts in the global wealth channel, including real estate investment trusts and private...

About the Role:We're seeking a seasoned Compliance Director to lead our asset management core compliance team. The ideal candidate will have extensive knowledge of regulatory requirements for SEC-registered investment advisers and deep experience implementing compliance and testing programs, as well as familiarity with private funds, private assets, wrap...

Job SummaryWe are seeking a highly skilled Compliance Director to oversee aspects of compliance for our Trust Company and Investment Solutions-focused businesses. The ideal candidate will have extensive experience with ERISA regulations, collective investment trusts, OCIO services, liability driven investments, derivatives, and other complex financial...

Compliance Director - ERISA, Trust Company, and Investment Solutions ExpertWe are seeking an experienced Compliance Director to oversee aspects of compliance for our Trust Company and Investment Solutions-focused businesses, including ERISA regulations, collective investment trusts, OCIO services, liability-driven investments, derivatives, and other complex...

Job SummaryWe are seeking an experienced Director of Compliance to oversee aspects of compliance for our Trust Company and Investment Solutions-focused businesses, including ERISA regulations, collective investment trusts, OCIO services, liability-driven investments, derivatives, and other complex financial products and services.Key ResponsibilitiesImplement...