Senior Auditor, Financial Security Specialist

il y a 4 jours


Paris, Île-de-France Crédit Agricole Group Temps plein

Job Summary:

The Senior Auditor, Financial Security Specialist will perform preliminary assessments of the audited activity and its internal control framework under the supervision of a Lead Auditor. This role involves independent testing and analysis on specific controls to meet the audit's objectives. The successful candidate will contribute to drafting the debriefing presentation and the final report sent to Management.

Key Responsibilities:

The Senior Auditor, Financial Security Specialist is expected to work independently under minimum supervision, provide effective challenge of the control environment, and manage their time to meet all deliverable dates to keep the audit plan on schedule.

Conduct of Assignment:

The Senior Auditor, Financial Security Specialist is responsible for carrying out audit work as assigned by the Lead Auditor within the defined timeframes in accordance with IGE methodology and procedures and Internal Audit standards. Audit work includes continuous monitoring, formal audit coverage, and at times may include regulatory issue validation testing:

  1. Independently carry out audit planning and fieldwork of audit coverage, including:
    1. A preliminary assessment of the audited activity highlighting the related risks and controls
    2. Interviews, testing and analysis of the results of the controls planned in the audit program
    3. Documented awareness of the regulatory requirements, impacts, and/or expectations pertaining to coverage area(s).
    4. Provide comprehensive documentation in test sheets the controls performed and conclusions reached
    5. Identify and report on strengths and weaknesses of the audited areas, analyze the root causes and risk impact of the identified weaknesses, develop remediation and recommendations to address the audit findings and conclude on the effectiveness of the control set-up and business practices
    6. Maintain open communication with auditees during coverage to prevent confusion or surprises, including documenting issues and identifying owners during the audit
    7. Present audit conclusions to IGE management and to the management of the audited unit (debriefing presentation, final audit report, etc.)
    8. Keep the Lead Auditor in charge of the assignment/ Local Head of Audit informed of the progress on the audit work assigned, and escalate any issues that may impact or delay the audit's execution, or raise any other relevant information on the assigned audit and the risk and control environment

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