Market Surveillance Compliance Specialist

il y a 4 semaines


Paris, Île-de-France Michael Page Temps plein

About Michael Page

Michael Page is a prominent recruitment and interim specialist operating across various countries, dedicated to finding skilled executives for both fixed-term and permanent roles. Since its inception in 1976 in London, the organization has expanded to 141 offices in 37 countries, employing over 9000 professionals.

We are at the core of the employment ecosystem, fostering sustainable and committed partnerships with our clients and candidates. In France, Michael Page comprises over 300 consultants who specialize in recruitment across 21 diverse sectors nationwide. Our mission is to transform the lives of our clients, candidates, and employees by empowering them to achieve their full potential.

Key Responsibilities:

  • Overseeing trading activities utilizing industry-standard systems and solutions,
  • Conducting timely and precise investigations into market abuse and communication monitoring alerts and reports,
  • Performing reviews and analyses of trading activities to detect any potentially suspicious actions or abnormal patterns,
  • Identifying and reporting potentially suspicious orders, transactions, and communications to relevant internal stakeholders and top management in line with company policies and procedures,
  • Ensuring that all reporting outcomes, supporting documents, and findings are thoroughly documented and communicated to stakeholders and relevant management,
  • Actively contributing to the ongoing enhancement of surveillance systems, solutions, and processes,
  • Assisting with information requests from regulators, exchanges, and external parties during surveillance investigations,
  • Engaging in additional surveillance projects and tasks as directed by the Surveillance Manager and/or Compliance Manager in France.

Qualifications:

  • A minimum of 3 years of experience in a financial markets surveillance role with a solid understanding of market abuse regulations and obligations,
  • Experience in compliance monitoring on trading desks is preferred,
  • Fluency in both French and English is essential for this role,
  • A comprehensive understanding of financial markets, trading, and financial products,
  • Experience with exchanges and regulatory bodies,
  • Familiarity with surveillance tools such as Global Relay, Smarts Broker, BTCA, or equivalent.


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