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Market Surveillance Compliance Specialist

Il y a 3 mois


Paris, Île-de-France Natixis Temps plein

Job Overview

As a Compliance Officer specializing in Market Surveillance, you will be an integral part of the Surveillance team. This team is dedicated to investigating and analyzing transactions to identify potential instances of market manipulation or insider trading.

Your key responsibilities will include:

  • Enhancing the operational framework for generating, processing, escalating, and resolving alerts related to market monitoring, focusing on potential market abuse and compliance with existing regulations, in collaboration with the Porto monitoring team, regional experts, and IT departments;
  • Conducting thorough investigations and evaluations of market integrity alerts in partnership with the Global Markets Advisory Monitoring and Compliance team;
  • Overseeing the training and professional development of the Monitoring Analyst based in Porto, in conjunction with local management;
  • Maintaining a comprehensive Market Abuse Risk Assessment to prioritize surveillance initiatives and refine surveillance systems and policies.

In your role as a Market Surveillance Compliance Officer, you will contribute to optimizing the operational system for market surveillance to effectively identify potential regulatory breaches.

You will work within an international framework, collaborating with a community of experts who prioritize excellence, impact, and collective efforts in all endeavors.

#TransformativeFinance

This position offers flexibility with the option for remote work.

As a recognized Top Employer, we prioritize our employees' well-being. Opportunities for internal mobility, career advancement, and training programs are available to support your professional growth.

You will thrive in a hybrid, inclusive, and collaborative work environment.

Additionally, you will have the chance to engage with societal commitments and causes that resonate with you through our corporate foundation.

Recruitment Process Overview

You will be contacted by one of our recruitment specialists prior to meeting with our business experts, including managers and team members.

Required Skills/Qualifications/Experience

We are looking for candidates who meet the following criteria:

  • A higher education degree and proven experience in a similar role.
  • Familiarity with:
    • Assessing alerts generated by monitoring systems;
    • Data analysis and management using market software;
    • Understanding of market products across various asset classes;
    • Managing projects that span multiple departments and regions.
  • Strong interpersonal skills and active listening abilities, demonstrating:
    • A collaborative spirit and experience working with global stakeholders;
    • A passion for sharing expertise and leading transformation initiatives;
    • The capability to navigate complex situations and identify compliance risks.
  • Proficiency in English at a C1 level.