Compliance Officer

il y a 3 semaines


Cannes, Provence-Alpes-Côte d'Azur, France Capijobnew Temps plein
Job Title: Regions Compliance Officer

Capijobnew is seeking a highly skilled Regions Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring that our financial services firm adheres to local and international regulatory requirements.

Key Responsibilities:
  • Implement and monitor local and international regulatory requirements
  • Draft and review compliance manuals, policies, and procedures
  • Act as local MLRO and undertake client onboarding and CDD/KYC responsibilities
  • Draft and review risk assessments and compliance monitoring programs
  • Design and deliver training on required topics
  • Review marketing communications and prepare documentation for internal and external audit
Requirements:
  • Minimum 5 years of experience in Compliance in a financial services firm
  • Sufficient knowledge and experience to act as local MLRO/AML responsible
  • At least 3 years experience in a role as Compliance Responsible/MLRO
  • Good knowledge of local regulatory requirements, including MIFID II
  • Knowledge of marketing and distribution of financial products and cross-border guidelines
  • Native speaker/fluent in French and English (additional languages are an advantage)

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