Regional Compliance Specialist

il y a 3 semaines


Cannes, Provence-Alpes-Côte d'Azur, France Capijobnew Temps plein
Job Description

At Capijobnew, we are seeking a highly skilled Regional Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with local and international regulatory requirements.

Key Responsibilities
  • Implement and monitor local and international regulatory requirements
  • Draft and review compliance manuals, policies, and procedures
  • Act as local Money Laundering Reporting Officer (MLRO) and undertake client onboarding and CDD/KYC responsibilities
  • Draft and review risk assessments and compliance monitoring programs, conduct compliance testing and controls
  • Design and deliver training on required topics, such as AML and Conduct risk
  • Ensure local reporting duties are completed
  • Review marketing communications
  • Prepare documentation for internal and external audits
  • Support compliance-specific projects on a case-by-case basis
Requirements
  • Minimum 5 years of experience in Compliance within a financial services firm
  • Sufficient knowledge and experience to act as local MLRO/AML responsible
  • At least 3 years of experience in a role as Compliance Responsible/MLRO
  • Good knowledge of local regulatory requirements, including MIFID II
  • Knowledge of marketing and distribution of financial products and cross-border guidelines
  • Native speaker/fluent in French and English (additional languages are an advantage)

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