Market Compliance Specialist
il y a 3 semaines
At Natixis NY Branch, we are seeking a highly skilled Market Compliance Officer to join our Global Markets Compliance team. As a key member of our team, you will be responsible for advising our Global Markets businesses on regulatory matters, promoting a culture of compliance, and contributing to the development of policies and procedures.
Key Responsibilities:- Provide expert advice on regulatory requirements, policies, and procedures to Global Markets businesses.
- Ensure regulatory monitoring and analysis of new products and activities.
- Participate in the animation of the LOD1 system and contribute to the development of the LOD2 system.
- Support the implementation of second-level controls and define action and control plans.
- Contribute to the monitoring of findings applicable to the business and analyze Market Abuse alerts.
- Prepare and participate in visits, investigations, and controls of regulators.
- Monitor platform and exchange requests on compliance topics.
- Background in law, finance, or economics with solid experience in compliance-related functions.
- Familiarity with MIFIR regulations, ESG, EMIR, MAR, DFA Title VII, and financial instruments and market activities.
- Excellent communication and relationship-building skills.
- Ability to work independently and as a team.
- Master of English with a C1 level.
Natixis NY Branch is a leading global financial institution that provides advisory, investment banking, financing, corporate banking, and capital markets services to corporations, financial institutions, financial sponsors, and sovereign and supranational organizations worldwide. We are committed to supporting the environmental transition and promoting a culture of compliance.
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