Compliance and Operational Risk Manager
il y a 2 jours
At Bank of America, we are seeking a highly skilled Compliance and Operational Risk Manager to join our team. As a key member of our Compliance and Operational Risk team, you will be responsible for executing second-line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties.
Key Responsibilities:- Assist in assessing risks, associated controls, and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adherence to policies, and developing reporting and documentation.
- Engage in activities to provide support to the Compliance & Operational Risk team to provide compliance and operational risk oversight of Front Line Unit or Control Function performance.
- Assist in identifying and escalating problems or issues that arise and drive actions to address the root causes that result in compliance risk issues and/or operational risk losses.
- Assist with investigation of escalated trade surveillance alerts and continual enhancement of the trade surveillance program elements.
- Assist in the development of risk management reporting for respective area(s) of coverage as input into management routines.
- Conduct monitoring and provide independent review of the Front Line Unit.
- Assist in responding to trading venue and regulatory inquiries, and other audits and/or examinations.
- Knowledge of the regulatory environment and applying regulatory changes to area(s) of coverage.
- A versatile, confident individual with relevant work experience in Compliance and/or Operational Risk, or within a FICC business.
- Ability to engage and communicate confidently and professionally with Trading and Sales teams, and with other internal stakeholders.
- Knowledge of relevant EU and US regulations, including but not limited to MiFID II, MAR, Dodd Frank, Volcker.
- Familiarity with policies and guidelines.
- Ability to interpret relevant laws, rules, and regulations.
- Excellent communication skills.
As a Compliance and Operational Risk Manager at Bank of America, you will enjoy a range of benefits, including competitive retirement plan, mandatory medical plan, life and disability insurance, time savings account, reimbursement of 50% of your commuter pass, nursery scheme for children under age 3, works council benefits, access to an Employee Assistance Programme, and opportunity to give back to your community, develop new skills, and work with new groups of people by volunteering with local charities.
We are an equal opportunities employer and ensure that no applicant is subject to less favourable treatment on the grounds of sex, gender identity or gender reassignment, marital or civil partner status, race, religion or belief, colour, nationality, ethnic or national origins, age, sexual orientation, pregnancy or maternity, socio-economic background, responsibility for dependants, or physical or mental disability.
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