Compliance Officer
il y a 4 jours
We are seeking a highly skilled Compliance Officer to join our team in Paris. As a key member of our Compliance team, you will play a critical role in building and enhancing our risk and compliance framework.
Key Responsibilities:- Oversee permanent control and assist the Compliance Director with firm-wide operational risk assessment and operational due diligence requests.
- Perform operational due diligence reviews to ensure all processes and controls meet minimum standards.
- Support the Head of Compliance France with the implementation of systems and controls.
- Provide day-to-day support to internal stakeholders on compliance and regulation issues.
- Monitor and review regulatory developments, identifying needs within the business and ensuring timely implementation.
- Coordinate with the compliance team in other jurisdictions to anticipate required changes to the compliance manual, training, and compliance monitoring program.
- Work collaboratively with business/functional line management to recommend, develop, and execute business initiatives within permissible statutory and regulatory frameworks.
- Perform gap analysis of regulatory thematic reviews and lead/assist in implementing remedial actions.
- Monitor and measure compliance risk through a robust control framework, ensuring reviews are conducted consistently across entities on a regular basis.
- Prepare and submit trading-related filing requirements, such as EU Short-Selling, EU Disclosure & Transparency Rules (DTR), and SEC 13H.
- Manage new joiner setup, including compliance system setup, induction training, and monitoring of employee personal trading activities, gifts, and entertainments.
- Support the Global CCO in the completion of KYC & due diligence activity, as required.
- Provide real-time advisory compliance support and produce MI for monthly governance meetings.
- Complete the Compliance Monitoring Plan (CMP) tasks in a timely manner and escalate any anomalies/issues.
- Ensure compliance risks within France are effectively identified, measured, monitored, and controlled, consistent with the bank's risk appetite statement and all policies and processes established within the risk governance framework.
- Implement and manage the KYC/AML process, conducting ongoing monitoring reviews and manager visit reports with invested managers to ensure high standards are maintained.
We are looking for a highly skilled and experienced Compliance Officer to join our team in Paris. If you have a strong background in compliance and risk management, we encourage you to apply for this exciting opportunity.
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Compliance Officer
il y a 22 heures
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Compliance Officer
il y a 3 jours
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il y a 2 jours
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il y a 5 jours
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Compliance Officer
il y a 5 jours
Paris, Île-de-France Checkout Group Temps pleinOur mission at Checkout Group is to empower businesses and their communities to thrive in the digital economy. We're building the digital economy of tomorrow, and we need your expertise to ensure our compliance standards are met. Your responsibilities will include conducting regular audits and reviews to guarantee ongoing adherence to regulatory standards....
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Compliance Officer
il y a 5 jours
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il y a 3 jours
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il y a 3 jours
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il y a 3 semaines
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il y a 3 jours
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il y a 3 semaines
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il y a 3 jours
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Compliance Officer
il y a 24 heures
Paris, Île-de-France Fipto Temps pleinAbout the RoleFipto is a B2B cross-border payments platform that enables businesses to send and receive fiat and digital currencies instantly around the world through blockchain rails. As a Compliance Officer, you will play a crucial role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key...
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Senior Compliance Officer
Il y a 17 minutes
Paris, Île-de-France Worldline Temps pleinJob Title: Senior Compliance OfficerWorldline is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance...
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il y a 6 heures
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il y a 7 heures
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Compliance Officer
il y a 4 jours
Paris, Île-de-France Powerdot Temps pleinAbout PowerdotWe're a fast-growing company that's revolutionizing the electric vehicle charging industry. With €150M in funding from Antin Infrastructure Partners, we're accelerating our vision to bring sustainable energy solutions to businesses across Europe.Our TeamWe're a collective of creative thinkers and doers with diverse backgrounds, including...
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il y a 2 jours
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Compliance Officer
il y a 4 jours
Paris, Île-de-France Powerdot Temps pleinAbout PowerdotWe're a fast-growing company that's revolutionizing the electric vehicle charging industry. With €150M in funding from Antin Infrastructure Partners, we're accelerating our vision to bring sustainable energy solutions to the masses.Our MissionWe help businesses find the perfect charging solution for their customers, partnering with over 1,200...
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Compliance Officer
il y a 4 jours
Paris, Île-de-France Powerdot Temps pleinAbout PowerdotWe're a fast-growing company that's revolutionizing the electric vehicle charging industry. With €150M in funding from Antin Infrastructure Partners, we're accelerating our vision to bring sustainable energy solutions to the masses.Our MissionWe help businesses find the perfect charging solution for their customers, partnering with over 1,200...
