Compliance Officer/ Capital Market
il y a 2 jours
Description de poste For one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR, including market surveillance activities. Oversee Anti-Money Laundering and Counter-Terrorism Financing matters at Group level, including the maintenance of policies, procedures, and risk assessments. Review and validate high-risk clients and complex cases, and ensure appropriate monitoring of existing client relationships. Support and coordinate AML/CFT training for Front Office staff. Maintain and continuously enhance the Compliance Monitoring Programme in line with Group standards and regulatory expectations. Perform regulatory watch, identify non-compliance risks, and contribute to risk measurement and control plan updates. Ensure proper integration of non-compliance risks into the overall risk mapping framework. Actively contribute to the digitalisation of compliance processes by leveraging automation and AI tools to improve efficiency and reduce low value-added tasks. Required profile University degree or business school background in business administration, law, or finance. Minimum 10 years of experience in a Compliance role within an investment firm under AMF supervision. Strong ability to identify issues, analyse root causes, and propose pragmatic solutions. Solid business understanding and awareness of regulatory, risk, and control matters. Previous experience in audit is considered a strong advantage. Fluent in both French and English. All files will be treated with the utmost confidentiality.
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Compliance Officer/ Capital Market
il y a 1 jour
Paris, Île-de-France Lotus Partners Temps pleinDescription de posteFor one of our clients, an investment firm based in Paris, we are looking for a:COMPLIANCE OFFICER - CAPITAL MARKETJob descriptionProvide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements.Ensure regulatory compliance with MiFID II,...
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COMPLIANCE OFFICER
il y a 4 jours
Paris, France Lotus Partners Temps pleinFor one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...
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COMPLIANCE OFFICER
il y a 3 jours
Paris, France Lotus Partners Temps pleinFor one of our clients, an investment firm based in Paris, we are looking for a: COMPLIANCE OFFICER - CAPITAL MARKET Job description Provide compliance oversight and advisory support on client suitability, product eligibility, and business model alignment in accordance with MiFID II requirements. Ensure regulatory compliance with MiFID II, MiFIR, and MAR,...
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Regulated Market Compliance Officer
il y a 7 jours
Paris, France Euronext Temps pleinJoin us as a Regulated Market Compliance Officer! Are you ready to shape the future of capital markets? We’re seeking a results-driven Regulated Market Compliance Officer to join our Risk & Compliance team in Paris, ideally from February-March 2025. You will report to Group Regulated Markets Compliance Manager. You will be a part of the Regulated Market...
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Market Compliance Officer
il y a 5 jours
Paris, France Natixis Temps plein**Company Description**: Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide. Our teams of experts in 30...
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Internship - Compliance Officer (H/F) - September 2025
il y a 2 semaines
Paris, France Tikehau Capital Temps plein**Missions**: - [FR]_ Vous rejoindrez une équipe jeune et dynamique, composée de cinq compliance officers et placée sous la responsabilité du Head of Compliance de Tikehau Investment Management. L'équipe de conformité est une fonction indépendante qui identifie, évalue et contrôle le risque de conformité de Tikehau IM. Ce risque est défini...
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Internship - Compliance Officer (H/F) - September 2025
il y a 2 semaines
Paris, France Tikehau Capital Temps plein**Missions**: - [FR] _ Vous rejoindrez une équipe jeune et dynamique, composée de cinq compliance officers et placée sous la responsabilité du Head of Compliance de Tikehau Investment Management. L'équipe de conformité est une fonction indépendante qui identifie, évalue et contrôle le risque de conformité de Tikehau IM. Ce risque est défini...
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AVP-Markets Compliance Officer
il y a 1 semaine
Paris, France MUFG Temps pleinJoin to apply for the AVP-Markets Compliance Officer role at MUFG. Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. With a vision to be the world’s most...
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Compliance Officer
il y a 1 semaine
Paris, France Jefferies & Company, Inc. Temps pleinJefferies GmbH, based in Frankfurt, Germany, is the continental European hub with offices in Madrid, Paris, Milan, Amsterdam, Stockholm, Cascais, Larnaka and Warsaw. **Team** Compliance Paris **Role** The Compliance Officer is responsible for general compliance topics of the Paris Branch and assists on general compliance topics for the Frankfurt...
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Compliance Officer
il y a 1 semaine
Paris, France Eton Clarke Temps pleinThis role is required to lead on the governance, execution and reporting of the Compliance Monitoring Plan while ensuring that the Compliance Monitoring function is effective in its duties as an independent second line of defence function to monitor the adequacy and effectiveness of the Bank’s processes and controls to mitigate its compliance risks and...
