Compliance & Legal Officer

il y a 3 jours

Paris e, France Riverbank S.A. French Branch Temps plein

RiverBank is a specialised lender dedicated to financing Small and Medium Enterprises and Real Estate firms in the Netherlands and France.

RiverBank’s mission is to combine the best of the fintech and banking world. As experienced bankers, we commit the bank's balance sheet to grant loans which we analyse using a fundamental credit approach. As a fintech player, we digitally source, process and monitor the loans. Riverbank is growing fast both organically and through acquisitions.

As a young company, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team work. RiverBank will offer an entrepreneurial environment within the regulatory banking framework - a place for people to learn, to achieve and grow. Our culture will promote diversity and individual perspectives in an international environment, represented by more than 10 nationalities.

**Compliance Responsibilities**:

- Performing independent AML-KYC reviews
- Covering customer screening (quality assurance), and transaction monitoring and reporting
- Supporting the CCO-MLRO in preparing investigations, reports and recommendations on suspicious activities and transactions
- Providing compliance expertise and advice to Sales and Credit team
- Executing controls of the Compliance Monitoring Plan
- Ensure appropriate screening, scoring and transaction monitoring, including development and/or implementation of monitoring processes and solutions (e.g., automated vs. manual processes, thresholds and other parameters);
- Ensure local AML-related issues requiring Corrective Action Plans are resolved in a timely manner
- Monitoring and updating the Bank´s AML/CTF framework, including local requirements
- Assisting in the development and execution of Compliance training programs

**Legal Responsibilities**:

- Drafting loan and security documentation under French law
- Assisting with security registrations and coordination with notaries
- Reviewing non-disclosure agreements, supplier agreements, partnership agreements and other contracts supporting the operations of the bank
- Assisting in corporate governance and corporate law matters
- Coordinating with outside counsel in disputes and restructuring matters

**Skills required**
- Masters degree in law, finance, business management, or related fields
- 3 - 5 years´ proven experience in a compliance/legal role
- Good knowledge of legal requirements and procedures
- Excellent oral and written communication skills both, in English and French
- Experience in drafting contracts
- Ability to work in a multicultural environment with a wide range of different stakeholders
- Knowledge of IT (e.g. data management systems, data quality checks)
- Can-do mentality and ability to think out of the box
- Excellent collaboration skills and ability to work across functional and geographic lines
- Under normal conditions, occasional travels may be required within the head-office in Luxembourg and in other branches
- A Certificate of good conduct (Casier judiciaire, Polizeiliches Führungszeugnis) will be required in case of positive selection

**Education**:

- Master's (required)

**Experience**:

- Compliance/Legal: 3 years (required)

**Language**:

- English (required)
- French (required)

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