Vp Trade Surveillance

il y a 4 jours

Paris, France Saxton Leigh Temps plein

**THE COMPANY**:
Our client is a highly regarded European corporate and Investment Bank. This role is based in their Paris office.

**THE RESPONSIBILITIES**:

- Undertake analysis of trading activities using the firm’s monitoring and analytical tools as directed by procedures, management and team protocols.
- Compile and issue relevant regulatory reporting obligations where required
- Support the timely collation and development of Management Information.
- Proactively identify and promote the implementation and enhancement of surveillance approaches / innovations and/or strategic solutions to meet regulatory and operational requirements.
- Proactively participate in the development of the MARK market abuse risk assessment and associated CMS reviews of trading activities through the RACR, TS Efficacy and RACR reviews.
- Maintain and monitor a database of remedial actions/recommendations arising from trade surveillance, to ensure timely and satisfactory resolution of issues identified.
- Represent Capital Markets Surveillance in engagements with key stakeholders on surveillance related topics, risk and issues - as appropriate
- Co-ordination and delivery of regulatory or internal investigations/ reviews, as appropriate.
- Facilitation and/or team co-ordination of all aspects of the audit lifecycle from the initial presentation of surveillance capability through to recommendation management and reporting.
- Actively contribute to the remediation and closure of audit and internal review findings impacting CMS
- Proactive and timely escalation of operational issues impacting the performance of trade surveillance to management
- Actively participate in departmental and team meetings, as required
- Active participation at relevant industry and trade association seminars, feeding back relevant information internally
- Identify, analyse, communicate and implement solutions to surveillance activities as a result of changes to regulation and/or market/company events

**EXPERIENCE REQUIRED**:

- 5-10 years’ relevant experience
- Working knowledge of industry leading surveillance tools is an advantage but not essential
- A ‘risk management’ mind-set
- A flexible approach to ‘BAU’ and ‘change’
- Working knowledge of markets regulations and practices
- Analytical approach regarding performing surveillance, supported by accurate record keeping and ability to manage and prioritise multiple review requirements

For further information please contact Niall Grayston

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