Bank Compliance and Financial Savings Officer

Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.

Our teams of experts in 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis Corporate & Investment Banking is committed to supporting the environmental transition by aligning our financing balance sheet with a +1.5°C trajectory by 2050.

Natixis Corporate & Investment Banking is part of the Global Financial Services division of Groupe BPCE, the 5th largest European financial institution and the second-largest banking group in France through the Banque Populaire and Caisse d'Epargne retail networks.

If you are interested in inspiring challenges, making an impact and helping build the world of the future – if you want more than just a job – then join us.

As a responsible employer, we constantly strive to build a fulfilling and inclusive working environment. We are committed to offering the same opportunities to all our talents from all backgrounds and career paths, regardless of their age, experience, sexual orientation or disability…

You join the Natixis Wealth Management (NWM) Compliance team as a Bank Compliance and Financial Savings Officer. In this role, you will be responsible for escalating anomalies or non-compliance risks to both the Head of Banking and Savings Compliance and the Chief Compliance Officer. In addition, your mission will be to strengthen the links with the Compliance Department of NWM, as well as with the compliance sector of Natixis and BPCE.

On a daily basis, your missions are to:

• Ensure standards by following regulatory news on its scope (Mif, FATCA, EAI, LSB/Volcker, Sapin 2, professional cards, DDA, DSP 2, GDPR...), particularly on the topics of entry into relationships, conflicts of interest, information barriers, customer information, market integrity, customer complaints, reputation risk, customer data and by keeping up to date a corpus of policies, procedures and operating modes adapted to the applicable regulations;
• Advise and support the business lines by reactively responding to questions from operational staff (Front, Middle, Back Office and support functions) and ensuring compliance of operations prior to their execution, facilitating the relationship with operational staff, verifying commercial and marketing documents on compliance aspects related to the legal service;
• Manage the system by keeping the risk mapping of non-compliance and by identifying the main risks for which monitoring, notably via permanent first or second level controls, must be carried out, by preparing/conducting training, according to needs, for operational staff;
• Intervene on different projects by proactively participating in various projects by contributing to compliance impacts, following the requirements issued by, and actions in charge of the Compliance Department.

About you: If you recognize yourself in the following description, you are made to work with us

With a higher education in law, compliance or internal audit, you have at least 5 years of experience in compliance functions, notably in regulatory compliance related to the distribution of financial products, market abuse, a competence on the theme of personal data would be a plus.

You master:

• Regulatory requirements for investment services in particular;
• The tools made available (Nat'REM, I-Care, Priscop, Corlytics, etc.).

You have excellent interpersonal skills, a very good ability to listen, you are:

• Appreciated for your good abilities to cooperate and communicate with a customer approach;
• Rigorous, responsive, autonomous and you have a sense of confidentiality.