Compliance & Internal Control Officer

il y a 6 jours

Paris, Île-de-France SCOR Temps plein
Description

In charge of internal control and compliance, you will participate and assist the RCCI in the following tasks, in collaboration with a Senior Compliance Officer and under the responsibility of the CICO:

  • Ongoing supervision of SCOR Investment Partners to ensure efficient processes and compliance with regulatory and professional obligations,
  • Incident management (analysis, resolution, corrective actions, monitoring),
  • Ad-hoc projects to review a specific process,
  • Implementation and monitoring of regulatory projects,
  • Optimization of the control system.

With good interpersonal skills, you will be required to regularly interact with all teams of the management company and external service providers as part of your duties.

Responsibilities

Under the supervision of the RCCI, you will be responsible for permanent controls, sharing tasks with another team member. 

Your main responsibilities will be to participate to :

  • Controlling internal processes and procedures and ensuring their correct application,
  • Monitoring compliance with current laws and regulations,
  • Ensuring the compliance of new products and activities,
  • Controlling measures against money laundering and the financing of terrorism,
  • Monitoring employee ethics,
  • Analazing operational incidents and proposing remediations, 
  • Conducting ad hoc monitoring missions.

You will be required to carry out and formalize 2nd level permanent controls to ensure that the management company operates in accordance with current regulations and that its managers and employees comply with internal procedures.

Qualifications

Required experience & competencies

  • 3 to 5 years maximum of experience years in internal control and/ or compliance ideally in a diversified management company to have a global view of the different asset classes (Equities, Bonds, Structured Products, etc.) and to master the management processes but also the issues specific to the business. Or experience as a consultant in a consulting firm specializing in control and compliance topics in asset management. Or in the audit of investment funds or worked for a regulator such as the AMF.

Personal Competenties 

  • Good understanding of regulatory requirements (AMF)
  • Very good level of English, able to communicate in both written and spoken English and able to write documents in English.

Soft skills:

  • Strong analytical skills,
  • Attention to detail,
  • Excellent communication and interpersonal skills,
  • Ability to work collaboratively in a team,
  • Problem-solving abilities,
  • Ability to manage multiple tasks and prioritize effectively,
  • Adaptability and willingness to learn.

Required Education 


• Bac + 4/5, graduated from a Business School or a postgraduate in finance.

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