Compliance Officer Market Surveillance
Il y a 5 mois
Job Description
You join the Surveillance team as Compliance Officer Market Surveillance. This team is responsible for conducting investigations and analyzing transactions to detect possible attempts at market manipulation or insider trading.
On a daily basis, you are responsible for:
Leading the optimization of the operational system for the generation, processing, escalation and closure of alerts concerning market monitoring, related to potential market abuse and current regulations (in conjunction with the Porto monitoring team, other regional experts and IT teams); Investigate and review market integrity alerts, in collaboration with the Global Markets Advisory Monitoring and Compliance team; Lead the training and development (in collaboration with local management) of the Monitoring Analyst (based in Porto) ; Maintain Market abuse risk assessment (Cartographie des risques relatifs à l'intégrité des marchés) to prioritize surveillance actions and surveillance system and policy developments.As a Market Surveillance Compliance Officer, you participate in optimizing the functioning of the market surveillance operational system to detect potential breaches.
You work in an international environment, in a community of experts that puts excellence, impact and collective action at the heart of everything it does.
#TransformativeFinance
This position is based in Paris with the ability to work remotely.
As a Top Employer, we put our people first. Internal mobility, career development and training programs allow you to grow and thrive throughout your career.
You work in a hybrid, inclusive and collaborative work environment.
You also have the opportunity to make a commitment to society and the causes that matter to you through our corporate foundation.
About the recruitment process
You will be contacted by one of our recruiters before meeting our business experts (manager, team member or business line member).
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Required Skills/Qualifications/Experience
About you: If you recognize yourself in the following description, you are made to work with us
Higher education, you have a proven experience on a similar position.
You are familiar with:
• Assessment of alerts from monitoring systems;
• Data analysis and management through market software packages;
• Market products belonging to different asset classes;
• Management of multi-departmental and multi-regional projects.
You have an excellent relationship, a very good listening ability, you are:
• Collaborative and used to working with global stakeholders;
• Motivated by sharing expertise and managing transformation projects;
• Able to handle complex situations and identify risks of non-compliance.
You master English with a C1 level.
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