Compliance Officer Market Surveillance
Il y a 3 mois
Job Description
You join the Surveillance team as Compliance Officer Market Surveillance. This team is responsible for conducting investigations and analyzing transactions to detect possible attempts at market manipulation or insider trading.
On a daily basis, you are responsible for:
Leading the optimization of the operational system for the generation, processing, escalation and closure of alerts concerning market monitoring, related to potential market abuse and current regulations (in conjunction with the Porto monitoring team, other regional experts and IT teams); Investigate and review market integrity alerts, in collaboration with the Global Markets Advisory Monitoring and Compliance team; Lead the training and development (in collaboration with local management) of the Monitoring Analyst (based in Porto) ; Maintain Market abuse risk assessment (Cartographie des risques relatifs à l'intégrité des marchés) to prioritize surveillance actions and surveillance system and policy developments.As a Market Surveillance Compliance Officer, you participate in optimizing the functioning of the market surveillance operational system to detect potential breaches.
You work in an international environment, in a community of experts that puts excellence, impact and collective action at the heart of everything it does.
#TransformativeFinance
This position is based in Paris with the ability to work remotely.
As a Top Employer, we put our people first. Internal mobility, career development and training programs allow you to grow and thrive throughout your career.
You work in a hybrid, inclusive and collaborative work environment.
You also have the opportunity to make a commitment to society and the causes that matter to you through our corporate foundation.
About the recruitment process
You will be contacted by one of our recruiters before meeting our business experts (manager, team member or business line member).
Automatic translation
Required Skills/Qualifications/Experience
About you: If you recognize yourself in the following description, you are made to work with us
Higher education, you have a proven experience on a similar position.
You are familiar with:
• Assessment of alerts from monitoring systems;
• Data analysis and management through market software packages;
• Market products belonging to different asset classes;
• Management of multi-departmental and multi-regional projects.
You have an excellent relationship, a very good listening ability, you are:
• Collaborative and used to working with global stakeholders;
• Motivated by sharing expertise and managing transformation projects;
• Able to handle complex situations and identify risks of non-compliance.
You master English with a C1 level.
Automatic translation
-
Market Surveillance Compliance Officer
il y a 3 semaines
Paris, Île-de-France Natixis Temps pleinAbout the RoleWe are seeking a highly skilled Surveillance and Compliance Officer to join our team at Natixis. As a key member of our Surveillance team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Your primary duties will include:Leading the optimization of the...
-
Compliance Officer Market Surveillance
il y a 1 mois
Paris, Île-de-France Natixis SA Temps pleinDescription de l'entrepriseNatixis Corporate & Investment Banking est un acteur financier d'envergure internationale qui offre une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de capitaux.Ses équipes d'experts, présentes dans 30 pays, conseillent les clients sur leur développement...
-
Market Surveillance Compliance Officer
il y a 4 semaines
Paris, Île-de-France Natixis Temps pleinJob DescriptionYou will be part of the Surveillance team as a Compliance Officer Market Surveillance. This team is responsible for conducting investigations and analyzing transactions to detect possible attempts at market manipulation or insider trading.On a daily basis, you will be responsible for:Leading the optimization of the operational system for the...
-
Compliance Officer Market Surveillance
Il y a 4 mois
Paris, France Natixis SA Temps pleinDescription de l’entreprise Acteur financier d'envergure internationale, Natixis Corporate & Investment Banking met à disposition des entreprises, institutions financières, sponsors financiers, souverains et supranationaux une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de...
-
Compliance Officer Market Surveillance
il y a 3 semaines
Paris, Île-de-France Natixis SA Temps pleinAu sein de l'équipe Surveillance de Natixis Corporate & Investment Banking, nous recherchons un Compliance Officer Market Surveillance pour renforcer notre dispositif de conformité.Ce poste est un excellent opportunity pour les professionnels de la finance souhaitant rejoindre une équipe multidisciplinaire et dynamique.Missions Principales :Piloter...
-
Surveillance Compliance Officer
il y a 4 semaines
Paris, Île-de-France Marex Spectron Temps pleinAbout Marex SpectronMarex Spectron is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...
-
Market Compliance Officer
Il y a 2 mois
Paris, France Natixis Temps pleinJob Description You join the Global Markets Compliance team as a Compliance Officer. In this team, you are responsible for advising the Global Markets businesses, particularly on Credit, and training their employees (Front Office and Operations), while promoting a culture of compliance. You are also responsible for drafting, reviewing and updating...
-
Market Surveillance Analyst
Il y a 5 mois
Paris, France Barclays Temps plein**Market Surveillance Analyst** **Paris** As a Barclays Market Surveillance Analyst, you will focus on the Surveillance programme for Europe and the associated legal and regulatory requirements, firm policies and industry best practices. In this position, you will work closely with the various teams across Barclays that cover Surveillance activities on a...
-
Market Compliance Officer
Il y a 2 mois
Paris, France Natixis Temps plein**Company Description**: Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide. Our teams of experts in 30...
-
Surveillance Compliance Officer
Il y a 4 mois
Paris, France Marex Spectron Temps pleinAbout Marex Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions...
-
Market Compliance Specialist
il y a 4 semaines
Paris, Île-de-France Natixis Temps pleinJob SummaryWe are seeking a highly skilled Compliance Officer to join our Global Markets team at Natixis. As a key member of our compliance team, you will be responsible for advising our Global Markets businesses on regulatory matters, particularly in the area of credit.Key ResponsibilitiesProvide expert advice on regulatory requirements, policies, and...
-
Compliance Officer
Il y a 5 mois
Paris, France Jefferies & Company, Inc. Temps pleinJefferies GmbH, based in Frankfurt, Germany, is the continental European hub with offices in Madrid, Paris, Milan, Amsterdam, Stockholm, Cascais, Larnaka and Warsaw. **Team** Compliance Paris **Role** The Compliance Officer is responsible for general compliance topics of the Paris Branch and assists on general compliance topics for the Frankfurt...
-
Compliance Advisory Officer, Global Markets France
il y a 2 semaines
Paris, Île-de-France HSBC Temps pleinThe Opportunity: We are seeking a Compliance Advisory Officer to join our Global Markets team in France.At HSBC, we are a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading international wholesale...
-
Compliance Advisory Officer, Global Markets France
il y a 4 semaines
Paris, Île-de-France HSBC Temps pleinThe Opportunity:HSBC is seeking a highly skilled Compliance Advisory Officer to join its Global Markets team in France. As a key member of the team, you will play a critical role in providing expert compliance advice and guidance to support the business in managing compliance risks.Key Responsibilities:Provide expert compliance advice and guidance to support...
-
Compliance Advisory Officer, Global Markets France
il y a 4 semaines
Paris, Île-de-France HSBC Temps pleinThe Opportunity:HSBC is seeking a Compliance Advisory Officer to join its Global Markets team in France. As a key member of the team, you will provide expert compliance advice and guidance to help the business manage compliance risks.Key Responsibilities:Provide expert compliance advice and guidance to the businessOffer independent, relevant professional and...
-
Compliance Advisory Officer, Global Markets France
Il y a 6 mois
Paris, France HSBC Temps plein-Description de l'emploi **The opportunity: Compliance Advisory Manager, Global Markets France & Continental Europe** At HSBC, we’re a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading...
-
Compliance Officer
Il y a 7 mois
Paris, France Eton Clarke Temps pleinThis role is required to lead on the governance, execution and reporting of the Compliance Monitoring Plan while ensuring that the Compliance Monitoring function is effective in its duties as an independent second line of defence function to monitor the adequacy and effectiveness of the Bank’s processes and controls to mitigate its compliance risks and...
-
Market Integrity Surveillance Analyst
il y a 2 semaines
Paris, France Kepler Cheuvreux Temps plein**COMPANY OVERVIEW**: Kepler Cheuvreux is a leading investment firm based in Paris, with EEA passport branches throughout Europe. We also have a securities house in Switzerland, a broker-dealer in the US, and a third-country branch in the UK. As a member of most European equity trading venues, we are committed to excellence in financial services. Our...
-
Compliance Officer
il y a 1 mois
Paris, France BNP Paribas Temps pleinLa conformité CIB est une fonction indépendante chargée de fournir des conseils spécialisés et un soutien à la direction générale, aux secteurs d'activité et aux fonctions pour le respect des contrôles internes et des règles externes et la gestion des risques de conformité. La fonction agit généralement comme une deuxième ligne de défense...
-
Compliance Officer
Il y a 6 mois
Paris, France Euronext Temps pleinOverview of EuronextEuronext’s purpose is to shape capital markets for future generations. As such, Euronext has a special position in the financial ecosystem. It serves the real economy by bringing together buyers and sellers in transparent, efficient and reliable trading venues. In this key role, Euronext has a responsibility to the whole finance...
