Head of Regulatory Engagement and Conduct Eu

il y a 3 semaines

Courbevoie, France HSBC Temps plein

-Description de l'emploi

The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Second LOD consists of 'Risk Stewards' who are independent of the commercial risk-taking activities undertaken by the First LOD. The Compliance function is a Risk Steward for a number of non-financial risks in accordance with HSBC Group’s risk framework.

The Head of Regulatory Engagement and Conduct EU (European Union) is responsible, along with the HBCE Head of Financial Crime for supporting the business facing Compliance Officers to ensure HSBC manages the Compliance risks that it faces.

Regulatory Conduct responsibilities include:

- The effective oversight and advice on high-level Regulatory Compliance (RC) risk related matters relating to Continental Europe, the oversight of RC risk related stewardship across Continental Europe Compliance function and the assessment of current and forward-looking aspects of RC risk exposure to the HBCE CCO and the business facing Compliance Officers.
- Working closely with the business facing Compliance Officers, establish strategic RC standards and policies and support the business facing Compliance Officers in setting risk appetite limits in relation to the RC risks (specifically, breach of regulatory duty to clients and other counterparties, inappropriate market conduct, breach of other regulatory requirements) as relevant to the business facing Compliance Officers areas of responsibility. Oversee the implementation and operational effectiveness of those standards and policies by business facing Compliance Officers across Continental Europe ensure that HBCE RC risks are managed in a commercially sensitive, practical and cost effective manner.
- Support the business facing Compliance Officers in the development and implementation of a consistent and embedded Regulatory Compliance risk management framework and (where relevant and working closely with the Compliance CCO) lead the development of systems, processes and other capabilities that support this.
- Acting as a trusted adviser to the senior Europe executive stakeholders (including the Heads and senior management of Functions and Operations) on RC risks and assisting the leadership of the HBCE Compliance Function and other compliance colleagues on all material RC risk related issues.
- To oversee Whistleblowing and regulatory conduct related policies and frameworks and (in conjunction with the COO and the business facing Compliance Officers) their implementation.
- To own and manage the identification and (as relevant) analysis of regulatory developments and work with business facing Compliance Officers and their teams to advise Risk Stewards and 1LoD on those developments and support them to understand and map the regulatory requirements applicable to them to the wider HSBC control framework.
- HSBC’s policies, processes, systems and controls in managing regulatory conduct related risks.
- Acting as a member of the HBCE Compliance ExCo and attending other relevant committees (as required) to report on progress and issues in relation to the operational effectiveness of relevant HSBC’s policies.
- Ensuring consistent governance within the Compliance function of RC risk exposure and, in conjunction with the RCCOs, providing analysis, reporting and governance that is independent of 1LoD, thereby maintaining an objective assessment of relevant RC risk exposures.
- Regulatory Affairs responsibilities include:

- The role consists of being a single point of contact for managing the regulatory engagement, primarily with the European Central Bank (ECB) Joint Supervisory Team (JST) and ensure coordination of engagement with all other key supervisors in the EU, in particular the French Prudential Supervision and Resolution Authority (“ACPR” in French), Autorité des Marchés Financiers (AMF), Malta Financial Services Authority (MFSA), the German Federal Financial Supervisory Authority (BaFin) and Commission de Surveillance du Secteur Financier (CSSF) as regulators of main legal entities.
- Ensure that there are “no surprises” in relation to dealings with regulators and / or regulatory developments affecting the Bank, and in particular as they relate to Compliance risks.
- Lead the team that supports HBCE at a regional level (including European entities under its remit, notably France, Germany and Malta) and oversees regulatory engagements across Europe.
- “Regulatory Engagement” for these purposes includes meetings, visits, reviews, thematic work, investigations, enforcement activities, reporting, information provision, correspondence and similar and whether of a regular, recurring or ad hoc nature.

**The following pri

  • Global head of regulatory

    il y a 1 mois

    Courbevoie, France Worldline Temps plein

    This is Worldline. Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5 continents. And just as we help our...

  • Global head of regulatory

    il y a 1 mois

    Courbevoie - La Défense - 92, France worldline Temps plein

    This is Worldline. Worldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5 continents. And just as we help our...

  • Regulatory Affairs Expert

    il y a 4 jours

    Courbevoie, France LEO Pharma Temps plein

    Your role   You will become the responsible for the management of regulatory affairs proposes by proposing, implementing and ensuring the implementation of a technical-regulatory strategy for the company in order to guarantee compliance with pharmaceutical regulations for the development, registration, and operation of products. As a regulatory...

  • Head of Sales

    il y a 5 jours

    Courbevoie, France Staycity Temps plein

    **The Role: Head of Sales / Responsable des ventes** **Province** **Company Background** Staycity currently operates in excess of 3,000 apartments across several major European cities including Birmingham, Dublin, Edinburgh, Liverpool, London, Manchester, Marseille, Paris, York and Lyon with many more exciting cities to follow. The Staycity family is...

  • Regulatory Affairs Specialist 169

    il y a 1 mois

    Courbevoie, France ProductLife Group Temps plein

    We are seeking a highly motivated and detail-oriented Regulatory Affairs specialist to join our pharmaceutical company. The Regulatory Affairs Specialist will be responsible for ensuring compliance with regulatory requirements for the development, approval, and marketing of pharmaceutical products globally (internationally). Group 10...

  • Head of Quality

    il y a 3 semaines

    Courbevoie, France ENGIE Temps plein

    Head of quality (H/F) cDI, la defense Presentation of Renewable Gases Europe ENGIE is determined to become a leading player in 1G biomethane in Europe. The ambition is to grow rapidly to reach 10 TWh/y of biomethane production capacity by 2030. In Europe, outside France, biomethane production projects are already under development in the United Kingdom, the...

  • Hnc Bu Regulatory Affairs Manager

    il y a 1 mois

    Courbevoie, France DSM-Firmenich Temps plein

    The Regulatory Affairs Manager - Postbiotics/Lacteol/Lbiome is responsible for providing a proactive and effective regulatory Affairs and pharmacovigilance support related to the development, marketed products pre and post approval commitment, registration and marketing activities associated with advertise and promotional of the Lacteol/LBiome/LBiotix...

  • Head of IT Infrastructure and Workplace

    il y a 1 mois

    Courbevoie, France LAT Nitrogen Temps plein

    **Are you looking to leverage your IT expertise in a role that spans strategic oversight and operational excellence? As we embark on our expansion journey, we're seeking a dynamic and skilled Head of IT Infrastructure & Workplace to play a pivotal role in shaping our IT landscape.** **Location**: Flexible France: Courbevoie (92); Grand-Quevilly (76);...

  • Head of Quality

    il y a 1 semaine

    COURBEVOIE, France ENGIE Temps plein

    Head of quality (H/F) cDI, la defense Presentation of Renewable Gases Europe RENEWABLE GASES EUROPE (RGE) is ENGIE’s business entity responsible for the development of renewable and low carbon gases  production in Europe. Since 2015, ENGIE has been developing biomethane production activity. At the beginning of 2023, its portfolio includes...

  • Regulatory Affairs Specialist 192 193

    il y a 3 semaines

    Courbevoie, France ProductLife Group Temps plein

    We are seeking a highly motivated and detail-oriented Regulatory Affairs specialist to join our pharmaceutical company. The Regulatory Affairs Specialist will be responsible for ensuring compliance with regulatory requirements for the development, approval, and marketing of pharmaceutical products globally (internationally). Group 10...

  • Senior Regulatory Affairs Specialist 479

    il y a 1 mois

    Courbevoie, France ProductLife Group Temps plein

    About the job In the frame of a new project, we are looking for an experienced Regulatory Affairs Specialist for the following tasks, in order to contribute to the implementation of the regulatory strategy for the  development and registration  of  oncology project : About us Group 10 Responsibilities Regulatory referral for all...

  • Non-financial Risk Regulatory Remediation

    il y a 1 mois

    Courbevoie, France HSBC Temps plein

    -Job description The role of the Subject Matter Expert for Non-Financial risk is to provide qualitative answers to ECB requests (SREP, follow up of findings from On Site Inspections) in due time. The role holder will propose and monitor action plans to meet ECB expectations. The role holder will be accountable for validating the changes and preparing the...

  • Regulatory Affairs Team Lead

    il y a 1 mois

    Courbevoie, France ProductLife Group Temps plein

    Regulatory Affairs Team Lead - 780 We are looking for a RA TL who has people management experience and project coordination experience and minimum 5 years of experience in a regulatory affairs department (European Union) . Responsibilities:  Experience with post-approval LCM for Module 1 is a plus Has an excellent organizational and...

  • Head of IS Gas Cluster

    il y a 1 mois

    Courbevoie, France ENGIE Temps plein

    Head of IS for Gas ClusterAbout US (GEMS): ENGIE Global Energy Management & Sales (GEMS) provides energy supply solutions and risk management services to support its clients through their decarbonization journey, while optimizing ENGIE’s assets and contributing to value creation. ENGIE is a global reference in low-carbon energy and services with a leading...

  • Head of IS Gas Cluster

    il y a 1 semaine

    Courbevoie, Île-de-France ENGIE Temps plein

    Head of IS for Gas ClusterAbout US (GEMS):ENGIE Global Energy Management & Sales (GEMS) provides energy supply solutions and risk management services to support its clients through their decarbonization journey, while optimizing ENGIE's assets and contributing to value creation. ENGIE is a global reference in low-carbon energy and services with a leading...

  • Regulatory Affairs Officer

    il y a 1 mois

    Courbevoie, France ProductLife Group Temps plein

    Regulatory Affairs Officer / Linguistic Review Coordinator M/F - 025 To ensure and coordinate the Linguistic Review (LR) for the Centralized products of one of our key clients, we are urgently looking for a Regulatory Affairs Officer / Linguistic Review Coordinator based in the EU to join our internal teams. About us Group 10 Responsibilities...

  • Chargé de Conformité

    il y a 1 mois

    Courbevoie, France HSBC Temps plein

    -Description de l'emploi At HSBC, we’re a trusted international organization with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading international wholesale bank and we need talent like you to help us meet our ambition. Whether you...

  • Global Head of Engagement

    il y a 4 semaines

    Courbevoie, France Equans Temps plein

    Description de l'emploi: Pour participer à l’avenir d’un des leaders mondiaux de la transition digitale, industrielle et environnementale auprès des industries, entreprises et collectivités, **REJOIGNEZ EQUANS** Equans est un leader mondial du secteur des énergies et services implanté dans 20 pays, avec 90 000 collaborateurs travaillant sur les 5...

  • Chargé de Conformité Règlementaire Cdd 11 Mois

    il y a 4 semaines

    Courbevoie, France HSBC Temps plein

    -Job description At HSBC, we’re a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading international wholesale bank and we need talent like you to help us meet our ambition. Whether you want a...

  • Chargé de Conformité Règlementaire Cdd

    il y a 4 semaines

    Courbevoie, France HSBC Temps plein

    -Description de l'emploi At HSBC, we’re a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading international wholesale bank and we need talent like you to help us meet our ambition. Whether you...