Compliance Executive Director
il y a 3 semaines
Join Goldman Sachs Bank AG as a Compliance Executive Director in our Paris office. As a key member of our Investment Banking Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong culture of compliance.
About the RoleWe are seeking a highly motivated and experienced Compliance professional to join our team. The successful candidate will have a strong understanding of MiFID II and MAR, as well as practical experience in investment banking transactions and practices. You will be responsible for providing advice and compliance oversight to IB personnel, developing and implementing policies and procedures, and creating and implementing new controls and surveillances to mitigate risks to the firm.
Responsibilities- Provide advice and compliance oversight to IB personnel on transactions, new business initiatives, and significant business changes affecting the firm.
- Develop and implement policies, procedures, and best practice standards within IB.
- Keep up to date with relevant regulatory/rule changes.
- Create and implement new controls and surveillances to mitigate risks to the firm.
- Assist other compliance teams in monitoring IB activities to help ensure adherence to applicable laws, regulations, and firm policies and procedures.
- Create and implement live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes.
- Assist in responding to regulatory inquiries and investigations.
- Bachelor's degree with 5+ years of relevant experience, including in compliance, legal, accounting, or business.
- Good understanding of MiFID II and MAR, including practical experience of their applicability to investment banking transactions and practices.
- A highly motivated self-starter, who learns quickly and works well under pressure.
- A critical thinker with strong analytical, problem-solving, and organizational skills.
- Able to effectively summarise, communicate, and defend positions.
- A proactive team player, who enjoys working collaboratively across teams and disciplines.
- Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous.
- Fluent English speaker; French or other additional foreign language skills beneficial.
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at www.goldmansachs.com/careers.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity.
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