Compliance Executive Director
il y a 4 semaines
Corporate Title: Vice President
Office Location: Paris
Job Function: Regional Compliance
Division: Compliance Division
Our Impact
Our division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance, regulatory, and reputational risk, monitoring for compliance with new or amended laws, rules, and regulations, designing and implementing controls, policies, procedures, and training, conducting independent testing, investigating, surveilling, and monitoring for compliance risks and breaches, and leading the firm's responses to regulatory examinations, audits, and inquiries.
As a member of our team, you will work collaboratively with colleagues from diverse backgrounds, including law, accounting, sales, and trading. We seek individuals who possess sound judgment, curiosity, and the ability to adapt to a changing regulatory landscape.
Your Impact
Responsibilities
- Provide advice and compliance oversight to IB personnel on transactions, new business initiatives, and significant business changes affecting the firm, as well as compliance, regulatory, and reputational issues.
- Develop and implement policies, procedures, and best practice standards within IB.
- Stay up-to-date with relevant regulatory and rule changes.
- Create and implement new controls and surveillances to mitigate risks to the firm by analyzing transactional processes used in IB, as well as the activities and actions of individual bankers.
- Assist other compliance teams in monitoring IB activities to help ensure adherence to applicable laws, regulations, and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs.
- Create and implement live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes.
- Assist in responding to regulatory inquiries and investigations.
Skills/Experience
- Bachelor's degree with 5+ years of relevant experience, including in compliance, legal, accounting, or business (e.g., other finance, regulatory, or legal roles) or similar relevant experience in the financial sector.
- Good understanding of MiFID II and MAR, including practical experience of their applicability to investment banking transactions and practices.
- A highly motivated self-starter, who learns quickly and works well under pressure.
- A critical thinker with strong analytical, problem-solving, and organizational skills.
- Able to effectively summarize, communicate, and defend positions.
- A proactive team player, who enjoys working collaboratively across teams and disciplines.
- Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous.
- Fluent English speaker; French or other additional foreign language skills beneficial.
About Goldman Sachs
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity.
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