Surveillance Compliance Officer
il y a 4 semaines
Marex is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. Our Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions, and Agency and Execution.
The Group has a major franchise in many major metals, energy, and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. Headquartered in London with 36 offices worldwide, the Group has over 1,800 employees across Europe, Asia, and America.
The depth of knowledge amongst our teams and divisions provides our customers with a clear advantage, and our technology-led service provides access to all major exchanges, order-flow management via screen, voice, and DMA, plus award-winning data, insights, and analytics.
We are looking for a Surveillance Compliance Officer to join our team in either Paris or London. The role will primarily focus on Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, FX, Commodities, Listed Derivatives, structured products, Swaps) on multiple exchanges, trading platforms, and venues.
Key Responsibilities:- Timely and accurate investigation and disposition of market abuse and communication surveillance alerts and reports.
- Identification and escalation of potential suspicious orders, trades, communications, or any other suspicious activity to the relevant internal stakeholders/Senior Management in accordance with Firm policies and procedures.
- Proactive contribution to the continuous enhancements and improvement of the effectiveness and efficiency of the Surveillance system, solutions, and processes.
- Participate in new alerts implementation and calibration testing for new and existing alert types.
- Participate and/or assist in requests for information from Regulators, Exchange, and external counterparties regarding exchange/regulatory inquiries from a surveillance perspective.
- Proactively share industry/Market Abuse knowledge with the wider Surveillance team.
- Participate in other surveillance projects and work as required by the Head of Surveillance and/or the Head of Compliance France.
- Minimum of 3 years working in a financial market-related Surveillance role with a good understanding of Market Abuse rules, regulations, obligations, and expectations.
- Demonstrable experience working with Trade Surveillance systems and Alerts.
- Fluency in French and English is a prerequisite for the role.
- Excellent data analysis and interpretation skills.
- Knowledge of Global Relay, SMARTS Broker, BTCA, or equivalent surveillance tools.
- Educated to master's level (business school/university) in a related subject.
- Excels at building relationships, networking, and influencing others.
- Pays due regard to the interests of customers and treats them fairly.
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