Surveillance Compliance Officer
il y a 4 semaines
Marex Spectron is seeking a Surveillance Compliance Officer to join their team in Paris or London. The role will focus on Surveillance (Trade Activity and Communications) across various asset classes, including Cash Equity, Fixed Income, FX, Commodities, Listed Derivatives, and structured products.
- Investigate and dispose of market abuse and communication surveillance alerts and reports in a timely and accurate manner.
- Identify and escalate potential suspicious orders, trades, and communications to relevant internal stakeholders and Senior Management.
- Contribute to the enhancement and improvement of the Surveillance system, solutions, and processes.
- Participate in new alerts implementation and calibration testing.
- Share industry and Market Abuse knowledge with the Surveillance team.
The ideal candidate will have a minimum of 3 years of experience in a financial market-related Surveillance role, with a good understanding of Market Abuse rules, regulations, obligations, and expectations. Fluency in French and English is required. Excellent data analysis and interpretation skills are essential.
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Senior Compliance Officer
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Compliance Officer Market Surveillance
il y a 1 mois
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Market Surveillance Compliance Officer
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Market Surveillance Compliance Officer
il y a 4 semaines
Paris, Île-de-France Natixis Temps pleinJob SummaryWe are seeking a highly skilled Market Surveillance Compliance Officer to join our team in Paris. As a key member of our Surveillance team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Key Responsibilities:Lead the optimization of the operational system...
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Market Surveillance Compliance Officer
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Market Surveillance Compliance Officer
il y a 4 semaines
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Senior Compliance Officer
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Assistant Compliance Officer
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Surveillance Compliance Officer
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il y a 1 mois
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