Surveillance Compliance Officer
il y a 3 semaines
Marex Spectron is seeking a Surveillance Compliance Officer to join their team in Paris or London. The role will focus on Surveillance (Trade Activity and Communications) across various asset classes, including Cash Equity, Fixed Income, FX, Commodities, Listed Derivatives, and structured products.
- Investigate and dispose of market abuse and communication surveillance alerts and reports in a timely and accurate manner.
- Identify and escalate potential suspicious orders, trades, and communications to relevant internal stakeholders and Senior Management.
- Contribute to the enhancement and improvement of the Surveillance system, solutions, and processes.
- Participate in new alerts implementation and calibration testing.
- Share industry and Market Abuse knowledge with the Surveillance team.
The ideal candidate will have a minimum of 3 years of experience in a financial market-related Surveillance role, with a good understanding of Market Abuse rules, regulations, obligations, and expectations. Fluency in French and English is required. Excellent data analysis and interpretation skills are essential.
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Compliance Officer Market Surveillance
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Paris, Île-de-France Natixis Corporate & Investment Banking Temps pleinJoin Our Team as a Compliance Officer Market SurveillanceVous rejoignez l'équipe Surveillance en tant que Compliance Officer Market Surveillance. Au quotidien, vous avez pour missions de :Piloter l'optimisation du dispositif opérationnel encadrant la génération, le traitement, l'escalade et la clôture des alertes concernant la surveillance...
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Senior Compliance Officer
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Paris, Île-de-France Compliance Wise Temps pleinAt Compliance Wise, we are seeking a highly skilled Senior Compliance Officer to join our team in France. As a key member of our compliance and risk management team, you will be responsible for ensuring our French entity's compliance with French and EU regulations and supervisory practices.The ideal candidate will have a strong knowledge of the EU and French...
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Compliance Officer Market Surveillance
il y a 3 semaines
Paris, Île-de-France Natixis SA Temps pleinDescription de l'entrepriseNatixis Corporate & Investment Banking est un acteur financier d'envergure internationale qui offre une palette de services en conseil, investment banking, financements, banque commerciale et sur les marchés de capitaux.Ses équipes d'experts, présentes dans 30 pays, conseillent les clients sur leur développement...
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Market Surveillance Compliance Officer
il y a 1 semaine
Paris, Île-de-France Natixis Temps pleinAbout the RoleWe are seeking a highly skilled Surveillance and Compliance Officer to join our team at Natixis. As a key member of our Surveillance team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Your primary duties will include:Leading the optimization of the...
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Market Surveillance Compliance Officer
il y a 3 semaines
Paris, Île-de-France Natixis Temps pleinJob SummaryWe are seeking a highly skilled Market Surveillance Compliance Officer to join our team in Paris. As a key member of our Surveillance team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Key Responsibilities:Lead the optimization of the operational system...
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Market Surveillance Compliance Officer
il y a 1 mois
Paris, Île-de-France Natixis Temps pleinJob DescriptionYou will be part of the Surveillance team as a Compliance Officer Market Surveillance. This team is responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Key ResponsibilitiesOptimize the operational system for generating, processing, escalating, and closing alerts...
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Market Surveillance Compliance Officer
il y a 2 semaines
Paris, Île-de-France Natixis Temps pleinJob SummaryWe are seeking a highly skilled Compliance Officer for Market Integrity to join our Surveillance team. As a key member of the team, you will be responsible for conducting investigations and analyzing transactions to detect potential market manipulation or insider trading.Key Responsibilities:Lead the optimization of the operational system for...
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Surveillance Compliance Officer
il y a 4 semaines
Paris, Île-de-France Marex Spectron Temps pleinMarex Spectron: A Leader in Financial MarketsMarex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Our MissionWe strive to provide comprehensive breadth and depth of coverage across four core services: Market...
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Market Surveillance Compliance Officer
Il y a 2 mois
Paris, Île-de-France Natixis Temps pleinJob DescriptionYou will be part of the Surveillance team as a Compliance Officer Market Surveillance. This team is responsible for conducting investigations and analyzing transactions to detect possible attempts at market manipulation or insider trading.Key ResponsibilitiesLead the optimization of the operational system for the generation, processing,...
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Market Surveillance Compliance Officer
il y a 2 semaines
Paris, Île-de-France Natixis Temps pleinJob DescriptionYou will be part of the Surveillance team as a Compliance Officer Market Surveillance. This team is responsible for conducting investigations and analyzing transactions to detect possible attempts at market manipulation or insider trading.On a daily basis, you will be responsible for:Leading the optimization of the operational system for the...
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Surveillance Compliance Officer
il y a 1 mois
Paris, Île-de-France Marex Spectron Temps pleinAbout Marex SpectronMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group offers a comprehensive range of services, including Market Making, Clearing, Hedging, and Investment Solutions, as well as Agency...
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Surveillance Compliance Officer
il y a 4 semaines
Paris, Île-de-France Marex Spectron Temps pleinAbout Marex SpectronMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group offers a comprehensive range of services, including Market Making, Clearing, Hedging, and Investment Solutions, as well as Agency...
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Assistant Compliance Officer
il y a 3 semaines
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Assistant Compliance Officer
il y a 4 semaines
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Surveillance Compliance Officer
il y a 3 semaines
Paris, Île-de-France Marex Spectron Temps pleinAbout Marex SpectronMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Title: Surveillance Compliance OfficerWe are seeking a highly skilled Surveillance Compliance Officer to join our team in Paris or...
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Surveillance Compliance Officer
il y a 3 semaines
Paris, Île-de-France Marex Temps pleinAbout MarexMarex is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job DescriptionWe are seeking a highly skilled Surveillance Compliance Officer to join our team in Paris or London. The successful candidate will be...
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Senior Compliance Officer
il y a 3 semaines
Paris, Île-de-France Compliance Wise Temps pleinJob DescriptionAt Compliance Wise, we are seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring our company's compliance with French and EU regulations.Key Responsibilities:Monitor and ensure compliance with French legal acts and supervisory guidelines.Develop...
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Assistant Compliance Officer
il y a 2 semaines
Paris, Île-de-France Crédit Agricole SA Temps pleinAssistant Compliance Officer - Surveillance des Marchés FinanciersDescription du posteVous recherchez un poste en banque et vous avez un intérêt pour la conformité ?Global Compliance exerce ses missions dans le cadre de la ligne métier « Conformité » du groupe Crédit Agricole S.A. Ses missions sont déclinées dans chacune des entités du Groupe...
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Surveillance Compliance Officer
il y a 3 semaines
Paris, Île-de-France Marex Spectron Temps pleinJob Title: Surveillance Compliance OfficerMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.The Group offers comprehensive breadth and depth of coverage across four core services: Market Making, Clearing,...
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