Director of Compliance and Risk Management
il y a 3 semaines
Role Overview: As the Director of Compliance and Risk Management, you will oversee the organization's interactions with regulatory bodies, ensuring effective relationship management and information centralization.
Key Responsibilities:
- Manage and enhance relationships with regulators, including the preparation and coordination of visits.
- Engage with professional associations to uphold industry standards.
- Implement and monitor compliance, ethics, and risk prevention strategies to maintain market integrity.
- Conduct thorough analyses of potential vulnerabilities and risks, including financial, legal, environmental, reputational, and operational aspects.
- Centralize and evaluate incident reports, summarizing findings for management and providing training support to operational teams.
- Participate in investigations and inspections conducted by supervisory authorities.
- Perform preliminary assessments of the compliance of operations, services, or new products, ensuring adherence to regulatory standards.
- Contribute to the validation of compliance reports across various organizational entities.
- Draft regulatory statements and reports for compliance, audit, and due diligence purposes.
Qualifications: A graduate degree in Risk Management or Compliance is required, along with a minimum of 5 years of relevant experience, ideally including management responsibilities. Proficiency in English is essential.
About ETRA Talent: ETRA Talent specializes in contingent and executive search, focusing on mid-to-senior level positions within the Banking and Financial Services sectors.
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