Regulatory Compliance Manager for Financial Markets
il y a 4 semaines
A leading global banking institution is in search of a Regulatory Compliance Manager to join their Markets compliance division. This role will report directly to the Head of Markets Compliance.
Key Responsibilities:
- Overseeing compliance for the Continental European branch across a diverse array of financial products such as cash equities, derivatives, foreign exchange, and securitized instruments.
- Conducting regulatory assessments pertaining to various financial products and operational activities.
- Ensuring comprehensive training on compliance issues for all staff, particularly those in front office roles.
- Collaborating effectively with essential stakeholders across different departments and levels of management.
Candidate Profile:
- Minimum of 4 years of experience in compliance within financial markets and advisory roles .
- Excellent verbal and written communication skills in both English and French .
- Demonstrated ability to be proactive and take initiative in fast-paced and complex environments.
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