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FICC Compliance Officer, Vice President
Il y a 3 mois
JOB TITLE: Compliance Analyst at Goldman Sachs
COMPANY OVERVIEW
Goldman Sachs stands as a premier institution in the realms of investment banking, securities, and asset management. Established in 1869, the firm operates globally, maintaining a strong presence in key financial hubs.
JOB DESCRIPTION
The role of Compliance Analyst at Goldman Sachs is pivotal in delivering immediate compliance guidance to the FICC divisions. Core responsibilities encompass the interpretation and application of regulations, conducting thorough risk evaluations, developing compliance controls, and engaging with diverse teams to uphold regulatory standards. The ideal candidate should possess at least 5 years of compliance experience, be fluent in both French and English, and have a comprehensive grasp of financial markets and regulatory frameworks.
KEY RESPONSIBILITIES
- Deliver compliance guidance to business units
- Develop and enforce compliance controls
- Evaluate regulatory risks and updates
- Engage with internal teams for compliance initiatives
- Conduct thorough investigations and audits
- Lead training sessions on compliance matters
- Revise and update compliance policies
QUALIFICATIONS
- At least 5 years of experience in compliance
- Relevant degree or equivalent qualification
- Fluency in French and English
- Professional certifications such as CISI Diploma or CFA
- Solid understanding of FICC asset classes
ESSENTIAL SKILLS
- Self-motivated and proactive approach
- Exceptional communication abilities
- Strong knowledge of regulatory frameworks
- Capability to work autonomously and collaboratively
- Analytical mindset with attention to detail