Compliance and Regulatory Expert

il y a 7 jours


Paris, Île-de-France SGS Société Générale de Surveillance SA Temps plein
About the Role

We are seeking a highly skilled Compliance and Regulatory Expert to join our Regulatory Watchtower team at SGS Société Générale de Surveillance SA. The successful candidate will be responsible for providing insight and strategic advice into the company's regulatory landscape to enable it to anticipate on upcoming regulations, supervisory trends and supervisory expectations.

The ideal candidate will have a law degree, approximately 4 to 7 years of relevant experience in regulatory or related topics, and expert knowledge of banking, EU and French financial regulatory framework.

The Regulatory Watchtower team supports the various departments within Ayvens in dealing with banking supervision and related regulations to ensure strategic alignment with regard to regulatory topics.

The successful candidate will work together with the other members of the Regulatory Affairs team and will act as a professional business partner of the relevant teams across Ayvens that interact and report towards Ayvens's regulator(s).

Main Responsibilities:

  1. Scanning the regulatory landscape to identify regulatory publications and supervisory trends that are relevant for the company;
  2. Analysing regulatory changes to assess their impact on Ayvens;
  3. Prioritising, performing and coordinating impact assessments and implementation of requirements;
  4. Initiating the regulatory change process to ensure regulatory changes are assessed and implemented timely and properly;
  5. Allocating regulatory changes to specific individual(s)/functional team for their further assessment and implementation;
  6. Providing content support and advice on regulatory implementations (process, policy etc.) as well as on general interpretation of regulatory requirements;
  7. Participating in regulatory (e.g. implementation or remediation) projects and committees;
  8. Updating senior management and key functional heads on key regulatory publications and trends;
  9. Informing senior management on a follow-up of regulatory changes in the regulatory change process;
  10. Stimulating awareness of regulatory requirements and supervisory expectations within the company.

Supports the Head of Regulatory Affairs and assists/works with the members of the Regulatory Affairs team in the execution of the strategic agenda with regard to regulatory matters:

  1. Advises and supports on the implementation of developments and changes in relevant company policies;
  2. Supports on the coordination of relevant filings and communication with ECB, ACPR, DNB, AMF (AFM), etc. along with the relevant departments within Ayvens;
  3. Supports regular reporting towards stakeholders on the Regulatory Affairs activities and regulatory developments.

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