Compliance advisory officer, global markets france
il y a 1 semaine
The opportunity: Compliance Advisory Manager, Global Markets France & Continental Europe
At HSBC, we’re a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading international wholesale bank and we need talent like you to help us meet our ambition. Whether you want a career that could take you to the top or in an exciting new direction—we offer opportunities, support and rewards that will take you further.
What you will do:
·Provide expert compliance advice, guidance, support and challenge to help the HBCE Global Markets business manage compliance risks.
·Give objective and independent advice to the business’ stakeholders and provide credible proactive observations and recommendations on specific Global Markets transactions, new products, etc. based on understanding of the business needs, issues and priorities. This includes all topics supervised by Compliance including Conduct risks, conflicts of interests, Market Abuse, outsourcing, etc.
·Offer independent, relevant professional and specialist guidance and insight to the business’ stakeholders in relation to current, emerging and horizon risks as well as risk and control management activity, including RCAs, control monitoring, and associated risk management activity.
·Act as a key point of contact in the HBCE Compliance Global Markets team for Regulatory Affairs’ matters: supporting regulatory engagements and developments of the MSS business, ensuring the ongoing maintenance of the MSS Regulatory Mapping activities.
·Deliver implementable policies, supporting the business with implementation, actively monitoring compliance with the policies and robustly challenging ad escalating non-compliance as required.
·Deliver regular training and awareness sessions to staff on compliance matters within France and Continental Europe countries.
·Create and continue developing a compliance and Conduct culture where Compliance function is truly valued and are counted on to provide considered, constructive challenges to business leaders on their own ground.
·Support the governance and reporting work on the Global Markets Compliance items (filling out compliance databases, drafting papers for governance fora).
RequirementsYou should apply if you have:
·Significant (a minimum of 5-7 years) of prior experience in Compliance or Legal role;
·A high level of knowledge of French and European legal and regulatory requirements particularly with respect to Markets business;
·A proven track record and experience in overseeing Compliance risk as risk steward;
·Significant level of autonomy;
·Strong verbal and written communication and presentation skills (French and English).
·Good interpersonal skills are essential as the jobholder will have to work in coordination with executives at all levels including the capacity to articulate the case for risk management and policy.
·Experience with working within a matrixed environment preferred.
Even if you feel you do not meet 100% of our qualifications, we encourage you to apply, if you believe this role is right for you.
What you’ll get in return:
·We’ll help you progress your career, including access to development programmes, mentoring and coaching, as well as world-class training through HSBC University
·We’ll help you progress your career, including access to development programmes, mentoring and coaching, as well as world-class training through HSBC University
You can work your way and will have a say in when, where and how you and your team flexibly work together Our benefits will give you financial security, and can include: employer-funded pension, employee banking solutions only for HSBC staff, holiday vouchers.Our family-focused benefits can help you to support your loved ones and include: partial reimbursement of childcare costs, allowance for parents of children with disabilities, days off for key events (weddings, moving house), parental and birth bonuses, breastfeeding leave. We’ll give you a huge range of resources that support your mental, physical and social well-being. You’ll have opportunities to work internationally - this can be your place to start and branch out to anywhere we have offices You’ll be able to join our Employee Resource Groups that bring together colleagues with shared characteristics and common interests.To apply, please click here [link] or for further information on building your career at HSBC, please visit: ;
-
Compliance Advisory Officer, Global Markets France
il y a 2 semaines
Paris, France HSBC Temps plein-Description de l'emploi **The opportunity: Compliance Advisory Manager, Global Markets France & Continental Europe** At HSBC, we’re a trusted international organisation with a global customer base of around 39 million customers worldwide through a network that covers 62 countries and territories. In Europe, our ambition is to become the leading...
-
Compliance Officer Advisory
Il y a 2 mois
Paris 13e, France NATIXIS Temps pleinDescriptif du poste Vous rejoignez l'équipe Compliance Banking Equity en tant que compliance officer advisory expérimenté. Cette équipe assure la couverture conformité des activités Advisory & Coverage, Mergers & Aquisitions, Strategic Equity Capital Markets et Affaires Spéciales. Au quotidien vous avez pour missions de: - Procéder à l'analyse et...
-
Compliance Advisory
il y a 1 mois
Paris, France Danos Group Temps pleinCurrently recruiting on behalf of a Global Hedge Fund, who are looking for an experienced Compliance Advisory professional with knowledge of Fixed Incomes to join their growing Paris office. You should have a background in either Investment Banking, Hedge Funds or Prop Trading, and have experience of a business facing product advisory role. This is a key...
-
Stage Assistant(e) Conformité Global Advisory, Markets
il y a 5 jours
Paris, Île-de-France Rothschild & Co Temps pleinStage Assistant(e) Conformité Global Advisory, Markets & Ethics – Juillet 2024 page is loaded Stage Assistant(e) Conformité Global Advisory, Markets & Ethics – Juillet 2024 Apply locations Paris time type Full time posted on Posted Yesterday job requisition id JR010094 About Us Rothschild & Co Rothschild & Co is a leading global financial services...
-
Compliance Officer
Il y a 2 mois
Paris, France Rothschild & Co Temps pleinAbout Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
-
Compliance Officer
il y a 5 jours
Paris, Île-de-France Rothschild & Co Temps pleinAbout UsAs one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients' business and wealth.Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to large...
-
Compliance Advisory
il y a 1 semaine
Paris, France TP ICAP Temps pleinJob Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...
-
Global Financial Crimes Compliance – Global Investment Banking, Markets
il y a 4 semaines
Paris, France JPMorgan Chase & Co. Temps pleinJoin the team and be in the center of keeping JPMorgan Chase strong and resilient. You will help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...
-
Paris, France JPMorgan Chase & Co. Temps pleinAs part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and...
-
Compliance Advisory Officer, Mss France
Il y a 2 mois
Paris, France HSBC Temps plein-Description de l'emploi - Provide expert compliance advice, guidance, support and challenge to help the HBCE MSS business manage compliance risks. - Give objective and independent advice to the business’ stakeholders and provide credible proactive observations and recommendations on specific MSS transactions, new products, etc. based on understanding of...
-
Compliance Advisory Officer, Mss France
Il y a 2 mois
Paris, France HSBC Temps pleinProvide expert compliance advice, guidance, support and challenge to help the HBCE MSS business manage compliance risks. - Give objective and independent advice to the business’ stakeholders and provide credible proactive observations and recommendations on specific MSS transactions, new products, etc. based on understanding of the business needs, issues...
-
Compliance Officer
il y a 2 semaines
Paris, France TP ICAP Temps plein-TP ICAP Paris, France Posted 7 hours ago Hybrid Permanent Competitive The TP ICAP Group is a world leading provider of market infrastructure. - Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. - Through...
-
Compliance Officer
il y a 2 semaines
Paris, France TP ICAP Temps pleinJob Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...
-
Compliance Officer
il y a 2 semaines
Paris, France TP ICAP Temps pleinThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...
-
Compliance Officer
il y a 2 semaines
Paris 15e, France FED Finance Temps plein**Fed Finance, cabinet entièrement dédié à l'intérim et au recrutement des métiers de la finance, recherche pour une société de gestion d’actifs de premier plan, une ou un : Compliance officer - Pôle Advisory F/H** **Votre fonction**: Sous la responsabilité du responsable Compliance Advisory - Market Integrity, vous êtes en charge de la tenue du...
-
Stage Assistant(e) Conformité Global Advisory, Markets
Il y a 2 mois
Paris, France Rothschild & Co Temps pleinAbout Us Rothschild & Co Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our...
-
Stage Assistant(e) Conformité Global Advisory, Markets
il y a 3 semaines
Paris, France Rothschild & Co Temps pleinAbout Us Rothschild & Co Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our...
-
Global Financial Crime Compliance Officer
il y a 5 jours
Paris, Île-de-France JPMorgan Chase Bank, N.A. Temps pleinOur Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm's needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and...
-
Cdi Compliance Officer
il y a 1 semaine
Paris, France Rothschild & Co Temps pleinAbout Us Rothschild & Co Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients,...
-
Compliance Officer
Il y a 2 mois
Paris, France Rothschild & Co Temps pleinAbout Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
